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Showing 1 - 9 of 9 results for "HNW Planning"

AAT slashes adviser ban

KARREN VERGARA  |  MONDAY, 8 JUL 2024
... September 2009 and 28 September 2015, Betalli was an authorised representative of Count Financial, and after that went to HNW Planning. He runs Betalli & Associates, a tax and accounting business, and The FP Business, a financial advice service. He also ...

ASIC bans adviser for two years

CHLOE WALKER  |  WEDNESDAY, 22 DEC 2021
... providing financial services for two years. Following a review by the corporate regulator, Betalli, who was authorised by HNW Planning, was found to have failed to provide advice that was in the best interests of his clients and appropriate for them. ...

ASIC cracks down on non-compliant AFSL

JAMIE WILLIAMSON  |  MONDAY, 21 JAN 2019
... conditions on the AFSL of an advice practice operating on the New South Wales Central Coast. Surveillance by ASIC showed HNW Planning failed to adequately monitor and supervise its representatives. Its audit processes were also deemed deficient. HNW ...

Limited AFSLs like "part-time surgeons"

ALEX BURKE  |  THURSDAY, 14 JAN 2016
... mistakes are made when you do something half-hearted." Birt noted his views were shared by certain advice firms, such as HNW planning, who will only be accepting transitioning accountants with full AFSLs. He added, "When licensing of accountants was ...

HNW Planning ramps up high-touch advice with netwealth managed accounts

MICHELLE BALTAZAR  |  FRIDAY, 16 OCT 2015
HNW Planning has struck a managed accounts deal with platform provider netwealth in its ongoing bid to deliver cutting-edge financial advice to its clients. The NSW-based dealer group's principal Robert Cumming said that they have for the past two years ...

ASIC permanently bans 'tombstoning' adviser

LAURA MILLAN  |  WEDNESDAY, 16 APR 2014
... conduct occurred when he was an authorised representative of financial advice companies Lionsgate Financial Group and HNW Planning. In February 2014, Vyas was convicted and sentenced to 2 years imprisonment to be served by way of an Intensive Correction ...

Adviser uses dead people to earn commission

JAMES FERNYHOUGH  |  FRIDAY, 5 JUL 2013
... people to earn commissions on insurance applications. Pavan Vyas, an employee of Lionsgate Financial Group Pty Ltd and HNW Planning Pty Ltd, arranged insurance cover for clients - some of whom, ASIC found, did not exist. The practice is known as 'tombstoning' ...

HUB24 managed account gets thumbs up

MATT WOODINGTON  |  FRIDAY, 11 FEB 2011
... representing $650 million in assets, to its UMA platform. The groups were Gamma Wealth Management Ltd, Q1 Wealth, HNW Planning, Harts Financial Group and Roxburgh Securities.

Planners select HUB24

ELISE BURGESS  |  THURSDAY, 2 DEC 2010
... platform. The dealer groups, some using managed accounts for the first time, are Gamma Wealth Management Ltd, Q1 Wealth, HNW Planning, Harts Financial Group and Roxburgh Securities, will now have their financial planners use portfolio management and ...
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