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Showing 1 - 10 of 70 results for "Financial Services Authority"

Pinnacle takes over Pacific Asset Management

KARREN VERGARA  |  WEDNESDAY, 4 FEB 2026
... half of 2026 but is subject to the approval of the UK's Financial Conduct Authority and the Dubai Financial Services Authority. Pinnacle chief executive Ian Macoun commented: "We want the PAM management team to continue to drive its own strategy, with ...

APRA appoints investment risk lead from TCorp

KARREN VERGARA  |  FRIDAY, 22 OCT 2021
... regulatory and legal fields across both the private and public sectors. Cole has worked for the UK's Financial Services Authority and more recently was the general counsel and chief risk officer of PwC in the UK and subsequently PwC's global regulatory ...

Kiwi markets regulator names new chief

KARREN VERGARA  |  TUESDAY, 14 SEP 2021
... Gibraltar's economy. She is also a former economist at the Reserve Bank of New Zealand and worked at the Financial Services Authority in London (now known as the Financial Conduct Authority). "Samantha Barrass brings deep international regulatory experience ...

Super funds to answer to new APRA enforcer

ELIZA BAVIN  |  FRIDAY, 19 MAR 2021
... She has worked as managing director of enforcement and financial crime and a board member of the UK Financial Services Authority. More recently Cole worked as general counsel and chief risk officer of PwC in the UK and subsequently PwC's global regulatory ...

Advice firm expands to Dubai

ELIZABETH MCARTHUR  |  TUESDAY, 2 JUL 2019
... Australians in the region," Evans said. Atlas has received "in-principle approval" from the Dubai Financial Services Authority and is working with the regulator to finalise the last remaining requirements so that it can be granted a full licence. Ridley ...

Raiz expands offshore

KARREN VERGARA  |  TUESDAY, 18 DEC 2018
... Jakarta with three staff members. The Mutual Fund Selling Agent licence was granted by the Indonesian Financial Services Authority. Lucas flagged the company's intention of breaking into the Indonesian market about the time it listed. The company ...

Praemium moves Smartfunds into UAE

KANIKA SOOD  |  MONDAY, 25 JUN 2018
... sit within the Dubai International Financial Centre (DIFC) free-trade zone, regulated by the Dubai Financial Services Authority (DFSA) for all entities in the Praemium Group. Preamium chief executive Michael Ohanessian said the launch and the office ...

MainstreamBPO makes hire for European expansion

MARK SMITH  |  THURSDAY, 15 SEP 2016
... business development in the region. The firm has also received in principle approval from the Malta Financial Services Authority (MFSA) to act as a fund administrator in the Mediterranean island nation. Malta is a key domicile of alternative investment ...

Indonesia VP attends Melb investor forum

ALEX DUNNIN  |  FRIDAY, 15 NOV 2013
... Trade and regulatory decision-makers such as the Governor of the Bank of Indonesia, Chairman of the Financial Services Authority, Governor of Jakarta- not to mention leading business figures," said John Donovan, Managing Director of AFM Investment Partners ...

UK adviser reforms drive out 9,400 advisers

ALEX DUNNIN  |  THURSDAY, 28 MAR 2013
... 23% collapse in the number of financial advisers. The figures, based on analysis released by the UK Financial Services Authority, are being widely reported in the UK financial media. The number of advisers fell from 40,566 down to 31,132, a fall of 9,434 ...
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