Search Results | Showing 11 - 20 of 70 results for "Financial Services Authority" |
| | | ... Conduct Authority (FCA), akin to ASIC in Australia, is one of the agencies created from the restuctured Financial Services Authority. The new structure is essentially a 'twin peak' model very similar to Australia's, consisting of the Bank of England's ... |
| | | | ... wealth management business models unable to adapt to a fee for service culture. The regulator, the Financial Services Authority (FSA), said it is aware that some wealth firms are planning to get around the commission ban with restructured remuneration ... |
| | | | ... total package as equating to a 25% reduction on Diamond's. The SFO investigation picks up from a Financial Services Authority (FSA) announcement in June that it was looking into payments made by the British bank under agreements with Qatar Holding LLC ... |
| | | | The UK regulator, the Financial Services Authority (FSA), looks set to ban the promotion of exotic investment products to retail investors, following the release of a consultation paper that said the product class should be restricted to sophisticated ... |
| | | | ... to have manipulated to make profits appear healthier. The bank was fined AU$451 million by the UK Financial Services Authority last week following an investigation into bank lending rates. HSBC, RBS, UBS and Citigroup are also being investigated in connection ... |
| | | | ... They are fundamental to the operation of both British and international financial markets, the UK Financial Services Authority (FSA) said. The FSA's acting director of enforcement and financial crime, Tracey McDermott, said Barclays' misconduct had been ... |
| | | | Payments to platforms from service providers are set to be banned in the UK by the Financial Services Authority (FSA), triggering reactions that the reforms would shift $30 million in costs directly onto consumers. The proposals are contained in a discussion ... |
| | | | ... Exchange Commission (SEC) that investment advisers document of their use of social media while the UK's Financial Services Authority (FSA) released a similar statement. In 2010, FSA released a brief summary of a review of Facebook and Twitter use by ... |
| | | | ... immoral." UK newspaper, The Daily Telegraph, reported that Rastani is not registered with the UK Financial Services Authority and owns a 99% share of a public speaking company called Santoro Projects. Rastani told The Daily Telegraph that the BBC had ... |
| | | | ... their employees," said police commander Ian Dyson. Finma, the Swiss banking regulator and the UK's Financial Services Authority (FSA) have already been in contact with UBS. "UBS immediately informed us. We have taken note of the case and we are in close ... |
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