Search Results | Showing 1 - 10 of 10 results for "European Securities" |
| | | ... fall short. From May, investment managers will have to comply with new naming guidelines, instituted by the European Securities and Markets Authority (ESMA). The guidelines introduce minimum thresholds on the proportion of sustainable investments based ... |
| | | | ... (MoU) with the UK's Financial Conduct Authority (FCA). This is because the FCA is set to take over from the European Securities and Markets Authority (ESMA), the overseeing of credit rating agencies, benchmarks and trade repositories post Brexit. Similarly ... |
| | | | ... transparency and competitiveness. The 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act and the European Securities and Markets Authority (ESMA), created in 2011, aim to hold agencies accountable and protect investors, CFR said. ASIC commissioner ... |
| | | | ... 250,000 entities still require LEIs ahead of 3 January 2018, when MiFID II takes effect. According to the European Securities and Markets Authority (ESMA), firms should not trade with counterparties that do not have an LEI as they will not be able to ... |
| | | | ... in which they're operating, demonstrate their efforts to achieve "best execution" every time they deal with European securities. AIMA said that of the alternatives managers who had made decisions regarding paying for research, 80% were planning to pass ... |
| | | | ... in which they're operating, demonstrate their efforts to achieve "best execution" every time they deal with European securities. OTAS' platform is MiFID II-ready and will integrate with Liquidnet's Virtual High Touch (VHT) tool suite, which was launched ... |
| | | | ... also supports the U.S. Commodity Futures Trading Commission (CFTC), Canadian reporting across provinces, the European Securities and Markets Authority (ESMA) and the Financial Services Agency of Japan (JFSA) via locally registered trade repositories. ... |
| | | | ... need to match their liabilities, passive investors who track debt indexes, and other central banks, which buy European securities as part of their balance-sheet management (Bloomberg)" and we have even greater demand. And then there's the insufficient ... |
| | | | ... office. Watson is a long-standing member of the AMP Capital global listed real estate team and has been covering European securities on a secondary basis for two and a half years. "The team's global reach and unique secondary coverage structure has served ... |
| | | | ... FIG research offering to 765 stocks globally and double the stock coverage universe in our growing US and European securities platforms," said Roy Laidlaw, global head of Macquarie Securities Group. Following financial close, FPK's George Cochran and ... |
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