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Showing 1 - 3 of 3 results for "Equity Capital Partners Hedge Fund"

Melbourne adviser sentenced to 18 months' prison

ELIZA BAVIN  |  FRIDAY, 6 SEP 2024
... 2015, Grimm dishonestly transferred shares and convertible notes owned by a client's SMSF to Equity Capital Partners Hedge Fund, without adequately advising his client that it was a company of which he was the sole director, and in which he had a personal ...

Former planner pleads guilty to dishonest conduct

CASSANDRA BALDINI  |  FRIDAY, 27 JAN 2023
... 2015, Grimm dishonestly transferred shares and convertible notes owned by his clients' SMSF to Equity Capital Partners Hedge Fund, without advising his client he was the sole director. He also failed to advise his client that ASIC had wound up entities ...

Former planner charged with dishonesty

HARRISON WORLEY  |  FRIDAY, 30 NOV 2018
... transferred shares owned by his clients to another company of which he is the sole director - Equity Capital Partners Hedge Fund - on a further seven occasions across October and November 2015. ASIC was recently successful in its bid to wind up the companies ...
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