Search ResultsShowing 1 - 4 of 4 results for "ESMA"
ASIC gears up for Brexit
KANIKA SOOD  |  MONDAY, 11 FEB 2019
... Conduct Authority (FCA). This is because the FCA is set to take over from the European Securities and Markets Authority (ESMA), the overseeing of credit rating agencies, benchmarks and trade repositories post Brexit. Similarly, the Bank of England (BoE) ...
Most investors shun credit ratings: Poll
KARREN VERGARA  |  MONDAY, 26 FEB 2018
... competitiveness. The 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act and the European Securities and Markets Authority (ESMA), created in 2011, aim to hold agencies accountable and protect investors, CFR said. ASIC commissioner Cathie ...
Aussie regtech readies firms for MiFID II
KARREN VERGARA  |  THURSDAY, 9 NOV 2017
... require LEIs ahead of 3 January 2018, when MiFID II takes effect. According to the European Securities and Markets Authority (ESMA), firms should not trade with counterparties that do not have an LEI as they will not be able to submit valid transaction ...
DTCC to cut GTR fees
JAMIE WILLIAMSON  |  WEDNESDAY, 21 SEP 2016
... Commodity Futures Trading Commission (CFTC), Canadian reporting across provinces, the European Securities and Markets Authority (ESMA) and the Financial Services Agency of Japan (JFSA) via locally registered trade repositories.
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