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Showing 1 - 10 of 49 results for "Dover"

Former Dover adviser banned

ANNABELLE DICKSON  |  THURSDAY, 21 OCT 2021
... occurred while Sherwal was an authorised representative of Wealth & Risk Management from 22 July 2015 to 4 May 2016 and Dover Financial Advisers from March 6 to 23 October 2017. ASIC found that Sherwal misunderstood the best interests duty requirements ...

ASIC drops Caddick charges

ELIZABETH MCARTHUR  |  TUESDAY, 30 MAR 2021
... Beach in NSW had been forensically identified as belonging to Caddick. The 49-year-old wife and mother was last seen at her Dover Heights home during the evening of Wednesday 11 November 2020. Police have since presumed Caddick dead and investigations ...

Dover, McMaster hit with $1.4m penalty

KARREN VERGARA  |  FRIDAY, 5 MAR 2021
In a win for ASIC this morning, Dover Financial Advisers and its founder Terry McMaster have been ordered to pay over $1.4 million in penalties by the Federal Court of Australia. Justice O'Bryan imposed a $1.2 million penalty on the defunct financial ...

Remains of Melissa Caddick found

ELIZABETH MCARTHUR  |  FRIDAY, 26 FEB 2021
... Health Pathology was able to confirm that the remains belonged to Caddick after examination and analysis. Caddick left her Dover Heights home on 11 November 2020. She was reported missing the following day. At a press conference, police said: "During ...

Franklin Templeton promotes executives

KARREN VERGARA  |  WEDNESDAY, 13 JAN 2021
... promoted two of its key executives and announced the launch of a research hub. The US$1.5 trillion asset manager named Stephen Dover, currently Franklin Templeton Investments' head of equities, as the market strategist and head of the Franklin Templeton ...

Missing Caddick's mansion on the line

ELIZABETH MCARTHUR  |  FRIDAY, 18 DEC 2020
... Maliver's solvency and financial record and an opinion on whether the company broke the law. Caddick's home in Sydney's Dover Heights was reported to be worth $7 million. ASIC is also cracking down on unlicensed financial advice, in response to the Caddick ...

ASIC takes action against missing woman

ELIZABETH MCARTHUR  |  FRIDAY, 27 NOV 2020
... who is concerned they invested with Caddick to contact the regulator. Police were told that Caddick was last seen at her Dover Heights, NSW home after midnight on 12 November 2020. NSW Police believe she left her home at 5.30am in exercise clothes. Anyone ...

Almost 2000 advisers gone so far in 2020

ELIZABETH MCARTHUR  |  TUESDAY, 21 JUL 2020
... two in the last six months. Merit Wealth lost 45, while Ausure lost 42. Consilium, the licensee which had picked up the Dover and Spectrum financial advisers, went from 74 financial advisers to 38 - losing almost half their advisers. Substantially fewer ...

ASIC bans RC case study adviser

HARRISON WORLEY  |  TUESDAY, 12 MAY 2020
... with a Statement of Advice or appropriate fee disclosure statements in a timely manner. Harris, a former Millennium3 and Dover authorised representative, was the subject of a Royal Commission case study, which saw advice he provided to clients as a Millennium3 ...

500 advisers exit during COVID-19

ELIZABETH MCARTHUR  |  THURSDAY, 23 APR 2020
... to 305. Charter Financial and National Australia Bank lost 19 advisers each. Consilium, which had picked up a number of Dover and Spectrum advisers after the shuttering of those AFSLs following regulatory action, lost seven advisers. It is now down to ...
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