The latest issue of Financial Standard now available as an e-newspaper
|Showing 1 - 10 of 49 results for "Dover"|
|... occurred while Sherwal was an authorised representative of Wealth & Risk Management from 22 July 2015 to 4 May 2016 and Dover Financial Advisers from March 6 to 23 October 2017. ASIC found that Sherwal misunderstood the best interests duty requirements ...|
|... Beach in NSW had been forensically identified as belonging to Caddick. The 49-year-old wife and mother was last seen at her Dover Heights home during the evening of Wednesday 11 November 2020. Police have since presumed Caddick dead and investigations ...|
|In a win for ASIC this morning, Dover Financial Advisers and its founder Terry McMaster have been ordered to pay over $1.4 million in penalties by the Federal Court of Australia. Justice O'Bryan imposed a $1.2 million penalty on the defunct financial ...|
|... Health Pathology was able to confirm that the remains belonged to Caddick after examination and analysis. Caddick left her Dover Heights home on 11 November 2020. She was reported missing the following day. At a press conference, police said: "During ...|
|... promoted two of its key executives and announced the launch of a research hub. The US$1.5 trillion asset manager named Stephen Dover, currently Franklin Templeton Investments' head of equities, as the market strategist and head of the Franklin Templeton ...|
|... Maliver's solvency and financial record and an opinion on whether the company broke the law. Caddick's home in Sydney's Dover Heights was reported to be worth $7 million. ASIC is also cracking down on unlicensed financial advice, in response to the Caddick ...|
|... who is concerned they invested with Caddick to contact the regulator. Police were told that Caddick was last seen at her Dover Heights, NSW home after midnight on 12 November 2020. NSW Police believe she left her home at 5.30am in exercise clothes. Anyone ...|
|... two in the last six months. Merit Wealth lost 45, while Ausure lost 42. Consilium, the licensee which had picked up the Dover and Spectrum financial advisers, went from 74 financial advisers to 38 - losing almost half their advisers. Substantially fewer ...|
|... with a Statement of Advice or appropriate fee disclosure statements in a timely manner. Harris, a former Millennium3 and Dover authorised representative, was the subject of a Royal Commission case study, which saw advice he provided to clients as a Millennium3 ...|
|... to 305. Charter Financial and National Australia Bank lost 19 advisers each. Consilium, which had picked up a number of Dover and Spectrum advisers after the shuttering of those AFSLs following regulatory action, lost seven advisers. It is now down to ...|
A former New South Wales Treasury Corp executive has joined the prudential regulator as head of investment risk.
MLC Life has been handed a new group insurance mandate from a retail superannuation provider.
Pinnacle Investment Management has made a $3 million cornerstone investment in OpenInvest.
The Federal Reserve is restricting the investing activities of policymakers and senior staff, including banning them from holding or trading individual stocks and bonds.
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