The latest issue of Financial Standard now available as an e-newspaper
|Showing 1 - 10 of 100+ results for "Consultation Paper"|
|... good quality and affordable financial advice, the corporate regulator unveiled its findings this month under Consultation Paper 332 Promoting access to affordable advice for consumers (CP 332). The majority of the 466 respondents, who took part during ...|
|... proposed amendments to market integrity rules that aim to reduce the regulatory burden on participants. ASIC's Consultation Paper 342 Proposed amendments to the ASIC market integrity rules and other ASIC-made rules is designed to streamline rules across ...|
|... suitable cryptoassets for such products and ensuring good practice in terms of pricing and risk management. Consultation Paper 343 also covers listed investment companies, listed investment trusts and unlisted registered managed investment schemes. "We ...|
|... 256, it has taken into account the financial advice industry's response to recent its consultations, including Consultation Paper 332 Promoting access to affordable advice for consumers (CP 332). "Industry has asked for shorter, simpler, and more user-friendly ...|
|... basis. Treasury opened consultation on greater transparency for proxy advice reforms on 30 April 2021. The consultation paper says the use of proxy advisers by institutional investors, such as super funds, to assist on voting decisions currently lacks ...|
|... not a debt management firm and would not be covered under the legislation. In December 2020, ASIC released a consultation paper on updating its regulatory guide in relation to consumer remediation. At the time, the regulator was monitoring over 100 remediations ...|
|... be extended to general advice and anyone who can influence the advice process in its submissions to ASIC for Consultation Paper 333 Implementing the Royal Commission recommendations: Reference checking and information sharing.|
|... advice process, according to the Financial Planning Association of Australia. In its submission to ASIC for Consultation Paper 333 Implementing the Royal Commission recommendations: Reference checking and information sharing, the FPA is calling for the ...|
|... Planning Association of Australia indicated that on average their members charged $2671 for an SOA," ASIC's Consultation Paper 332 Promoting access to affordable advice for consumers shows. Hume said: "The importance of access to financial advice ...|
|... limited advice, according to licensees. The Australian Securities and Investments Commission's (ASIC) latest consultation paper, Promoting access to affordable advice for consumers, is giving not only advisers but also licensees the chance to voice their ...|
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MFS Investment Management is searching for a new head of retail sales for its local business, as the incumbent heads to London for a new role.
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A former Regal Funds Management portfolio manager has been banned for five years after he manipulated the share price of Clearview Wealth.
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With more research identifying the pressure put on employees by the pandemic and lockdowns, wealth technology firm Class is offering employees extra days off.
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Prudential regulator APRA plans to go ahead with mandating independent certifications within group insurance as recommended by the financial services Royal Commission.
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