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|... be extended to general advice and anyone who can influence the advice process in its submissions to ASIC for Consultation Paper 333 Implementing the Royal Commission recommendations: Reference checking and information sharing .|
|... advice process, according to the Financial Planning Association of Australia. In its submission to ASIC for Consultation Paper 333 Implementing the Royal Commission recommendations: Reference checking and information sharing, the FPA is calling for the ...|
|... Planning Association of Australia indicated that on average their members charged $2671 for an SOA," ASIC's Consultation Paper 332 Promoting access to affordable advice for consumers shows. Hume said: "The importance of access to financial advice ...|
|... limited advice, according to licensees. The Australian Securities and Investments Commission's (ASIC) latest consultation paper, Promoting access to affordable advice for consumers , is giving not only advisers but also licensees the chance to voice ...|
|ASIC has released a consultation paper to update the regulatory guide on client review and remediation conducted by financial advice licensees. Regulatory Guide 256: Client review and remediation conducted by advice licensees will be clarified through ...|
|... and financial advisers adapt to new regulation when handling insurance claims. ASIC's information sheet and consultation paper C12 Proof: Claims Handling and Settling Service Statement builds on the Financial Sector Reform (Hayne Royal Commission Response) ...|
|ASIC has released a consultation paper seeking feedback on reference checking protocols for financial advisers and mortgage brokers. Requiring financial advisers to have reference checks was one of the recommendations to come out of the Royal Commission. ...|
|... Australian Securities and Investments Commission (ASIC) is calling on financial advisers to provide feedback to its consultation paper on affordable scaled advice. As previously announced last month , ASIC's latest consultation paper, Promoting access ...|
|... standards of competence, knowledge and skill that will apply in New Zealand under the code, the FMA wrote in its consultation paper. "There is demand from time to time from individual Australian financial advisers to work in New Zealand," the FMA said. ...|
|... advice more accessible, affordable and 'bite-sized' to meet consumer demand. The regulator will be releasing a consultation paper later in the year to understand the impediments advisers face in providing affordable limited advice. The consultation comes ...|
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IOOF expects to spend up to $32 million on paying out Buyer of Last Resort arrangements with financial advisers leaving its network, primarily from Bridges Financial Services.
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Link Group is now exploring the possibility of listing PEXA despite recently flagging there was strong interest from other parties in buying the property settlement platform.
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PIMCO has named a new lead for its Asia Pacific business as part of an executive shuffle announced overnight.
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Even before the COVID-19 vaccine arrived in Australia, it was clear we were returning to pre-pandemic normality, and latest stats back this.
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