Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW
Search ResultsShowing 1 - 10 of 100+ results for "Consultation Paper"
FPA calls for levy overhaul
ANNABELLE DICKSON  |  WEDNESDAY, 3 FEB 2021
... be extended to general advice and anyone who can influence the advice process in its submissions to ASIC for Consultation Paper 333 Implementing the Royal Commission recommendations: Reference checking and information sharing .
Reference checks should cover all advice: FPA
KARREN VERGARA  |  MONDAY, 1 FEB 2021
... advice process, according to the Financial Planning Association of Australia. In its submission to ASIC for Consultation Paper 333 Implementing the Royal Commission recommendations: Reference checking and information sharing, the FPA is calling for the ...
Hume advocates for affordable advice
KARREN VERGARA  |  WEDNESDAY, 20 JAN 2021
... Planning Association of Australia indicated that on average their members charged $2671 for an SOA," ASIC's Consultation Paper 332 Promoting access to affordable advice for consumers shows. Hume said: "The importance of access to financial advice ...
The barriers to limited advice: Licensees
ANNABELLE DICKSON  |  MONDAY, 11 JAN 2021
... limited advice, according to licensees. The Australian Securities and Investments Commission's (ASIC) latest consultation paper, Promoting access to affordable advice for consumers , is giving not only advisers but also licensees the chance to voice ...
ASIC consults on consumer remediation
ELIZABETH MCARTHUR  |  THURSDAY, 3 DEC 2020
ASIC has released a consultation paper to update the regulatory guide on client review and remediation conducted by financial advice licensees. Regulatory Guide 256: Client review and remediation conducted by advice licensees will be clarified through ...
ASIC prepares industry for claims handling law
KARREN VERGARA  |  FRIDAY, 27 NOV 2020
... and financial advisers adapt to new regulation when handling insurance claims. ASIC's information sheet and consultation paper C12 Proof: Claims Handling and Settling Service Statement builds on the Financial Sector Reform (Hayne Royal Commission Response) ...
Financial adviser reference checks under scrutiny
ELIZABETH MCARTHUR  |  THURSDAY, 19 NOV 2020
ASIC has released a consultation paper seeking feedback on reference checking protocols for financial advisers and mortgage brokers. Requiring financial advisers to have reference checks was one of the recommendations to come out of the Royal Commission. ...
ASIC opens consultation on scaled advice
ANNABELLE DICKSON  |  TUESDAY, 17 NOV 2020
... Australian Securities and Investments Commission (ASIC) is calling on financial advisers to provide feedback to its consultation paper on affordable scaled advice. As previously announced last month , ASIC's latest consultation paper, Promoting access ...
NZ looks to recognise qualified Aussie advisers
KARREN VERGARA  |  WEDNESDAY, 28 OCT 2020
... standards of competence, knowledge and skill that will apply in New Zealand under the code, the FMA wrote in its consultation paper. "There is demand from time to time from individual Australian financial advisers to work in New Zealand," the FMA said. ...
ASIC reviewing risk advice, pushes for scaled advice
ANNABELLE DICKSON  |  WEDNESDAY, 14 OCT 2020
... advice more accessible, affordable and 'bite-sized' to meet consumer demand. The regulator will be releasing a consultation paper later in the year to understand the impediments advisers face in providing affordable limited advice. The consultation comes ...
PREVIOUS
NEXT
Link to something aqEcD0DZ