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Showing 61 - 70 of 236 results for "Consultation Paper"

ASIC urges market to improve outage resilience

CASSANDRA BALDINI  |  WEDNESDAY, 29 JUN 2022
... the market operators may respond, and the services they will provide during an outage," she explained. "ASX's consultation paper (the first of three) on its proposed improvements should help to address some of this uncertainty." ASIC's expectations on ...

ASX seeks to improve investment products offering

CHLOE WALKER  |  THURSDAY, 28 APR 2022
A newly released consultation paper from the ASX suggests changes to the existing rule framework may be needed to better serve investor needs, including the merger of AQUA and Warrant Rules. Releasing the paper yesterday, the ASX said it wants to provide ...

ASIC extends relief for retirement estimates

CHLOE WALKER  |  THURSDAY, 31 MAR 2022
... members. The relief was due to sunset on April 1. ASIC is also currently considering stakeholder feedback on Consultation Paper '351: Superannuation forecasts: Update to relief and guidance' which outlined ASIC's proposals to update the relief for retirement ...

Regulators fret over hobby traders

ELIZABETH MCARTHUR  |  WEDNESDAY, 23 MAR 2022
... forces to address the issue. The International Organization of Securities Commissions (IOSCO) has published a consultation paper on retail market conduct issues, with ASIC to co-chair a Retail Market Conduct Task Force with the Central Bank of Ireland. ...

ASIC opens CCIV licensing consultation

KARREN VERGARA  |  FRIDAY, 18 MAR 2022
... this transition through an ASIC-initiated licence variation". Stakeholders have until April 14 to respond to Consultation Paper 360 Corporate collective investment vehicles: Preparing for the commencement of the new regime.

ASIC consults on FSCP sittings

KARREN VERGARA  |  TUESDAY, 1 MAR 2022
... Services and Credit Panel should convene when addressing financial adviser misconduct. Under the newly released Consultation Paper 359 Update to RG 263 Financial Services and Credit Panel, the corporate regulator seeks comments on the financial impact ...

ASIC consults on refreshing PDSs, FSGs

KARREN VERGARA  |  FRIDAY, 18 FEB 2022
... consultations on remaking the relief contained in product disclosure statements and financial services guides. Under Consultation Paper 358 Remaking ASIC relief on PDSs, superannuation dashboards and FSGs, the corporate regulator is proposing to consolidate ...

ASIC reviews ETP naming conventions

KARREN VERGARA  |  FRIDAY, 21 JAN 2022
... authorised in admitting ETPs for quotation is also up for review. Considering the proposal, ASIC released yesterday Consultation Paper 356 ETP naming conventions: Updates to INFO 230. ASIC is taking feedback from stakeholders until March 3 and will update ...

Review of ASIC kicks off

ELIZABETH MCARTHUR  |  TUESDAY, 30 NOV 2021
... in delivering on their mandates was not subject to consistent and independent expert reviews over time," the consultation paper clarified. "The FRAA's statutory mandate requires it to assess and report on the effectiveness and capability of ASIC and ...

ASIC reviews super calculators

KARREN VERGARA  |  FRIDAY, 19 NOV 2021
... retirement estimates and have greater consistency across the assumptions used are some of ASIC's proposals under Consultation Paper 351 Superannuation forecasts: Update to superannuation calculators and estimates relief. This includes having standard ...