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Showing 1 - 10 of 4157 results for "Conduct"

Two in three Aussies support super top-up for carers

RIDDHIMA TALWANI  |  FRIDAY, 9 OCT 2026
Two in three Australians support a government-funded superannuation top-up for people who take time out of paid work to care for children or other family members, according to new research. Conducted by YouGov for Australian Retirement Trust (ART) with ...

Capital Group expands into Middle East

ELIZA BAVIN  |  FRIDAY, 9 OCT 2026
... financial centre of Abu Dhabi, allowing it to expand into the Middle East. Capital Group said the approval authorises it to conduct trading, investment management and distribution activities within ADGM. It said the regulatory milestone marks the next ...

AMP Super launches new app

VINNY VUCAGO  |  THURSDAY, 8 OCT 2026
AMP Super has launched a new app aimed at helping members better understand their retirement position, plan for the future and manage income. The new AMP Super app will bring retirement projections, personalised digital advice and pension management ...

ASIC issues more stop orders amid private credit crackdown

ELIZA BAVIN  |  THURSDAY, 8 OCT 2026
ASIC has made an interim stop order on the product disclosure statement (PDS) issued by Australian Secure Capital Fund (ASCF) offering units in three registered managed investment schemes. The interim stop order stops ASCF from offering, issuing, selling ...

ASIC sues another former Venture Egg adviser

VINNY VUCAGO  |  WEDNESDAY, 7 OCT 2026
... Group Australia, which recommended investments in Shield, Fist Guardian or both. ASIC chair Sarah Court said the alleged conduct struct at protections intended to ensure advice is not influenced by financial incentives. "Conflicted remuneration laws ...

ASIC appoints receivers to Star Investment Group

VINNY VUCAGO  |  WEDNESDAY, 7 OCT 2026
... examines matters including fundraising, financial records, directors' duties and potential misleading or deceptive conduct. The regulator's action relates to funds raised through investments in Star Investment and the Lake Narracan development ...

AFCA raises concerns over advice sector in systemic issues report

RIDDHIMA TALWANI  |  TUESDAY, 6 OCT 2026
... investment and advice firms identified concerns on the appropriateness and implementation of advice, authorised representative conduct, client authority and the effectiveness of licensee supervision. "During the reporting period, matters considered by ...

CALI outlines Life Code changes

ELIZA BAVIN  |  THURSDAY, 1 OCT 2026
... have will take into account more customer perspectives. It's also a recommendation of the reviewer himself that we conduct a further process around some of his recommendations. "So that'll be a very important piece of work, and we'll do that ...

Former Big Un chief escapes prison time for insider trading

MATTHEW WAI  |  MONDAY, 28 SEP 2026
... 2018. Auditors for Big Un Graham Rothesay Swan and Jakin Leong Loke were also disciplined and suspended for failing to conduct audits of Big Un in compliance with auditing standards. Communicating inside information is an offence under section 1043A(2) ...

Sequoia plots potential restructure

MATTHEW WAI  |  FRIDAY, 18 SEP 2026
Sequoia Financial Group, the parent company of InterPrac Financial Planning, is conducting a thorough review of all its operating subsidiaries for a potential restructuring. The ASX-listed firm said the review will provide insight if a restructuring ...
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