Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 1 - 4 of 4 results for "Commodities Futures Trading Commission"

ASIC cans Binance AFSL

KARREN VERGARA  |  TUESDAY, 11 APR 2023
... Binance Group, is currently in hot water with several overseas regulators. In the US, the Commodities Futures Trading Commission filed a civil enforcement action charging Changpeng Zhao, the group's chief executive, and three entities for violating the ...

Manipulative trading at J.P. Morgan costs it over $1bn

ALLY SELBY  |  WEDNESDAY, 30 SEP 2020
... $10 million in disgorgement and a $25 million civil monetary penalty. According to the Commodities Futures Trading Commission (CFTC), the penalty is the largest ever imposed in any spoofing case, including the highest restitution, disgorgement, and civil ...

Volcker Alliance proposes new US regulator system

ALEX DUNNIN  |  MONDAY, 27 APR 2015
... functions currently performed by the Securities and Exchanges Commission (SEC) and the Commodities Futures Trading Commission (CFTC). Crucially, in its report the Volcker Alliance has called for the SEC and CFTC to be merged, for the OCC to be eliminated ...

ASIC winds up unregistered managed investment scheme

BEN COLLINS  |  FRIDAY, 15 JUN 2012
... Australian Financial Services License as required by law. ASIC has been assisted by the Commodities Futures Trading Commission in the United States of America, the Financial Markets Authority in New Zealand and the Securities and Futures Commission of ...
PAGE:
1