Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 1 - 4 of 4 results for "Christopher Baker"

ASIC dictates seven-year ban for rogue CBA adviser

LAURA MILLAN  |  MONDAY, 7 APR 2014
... Zaicew's banning follows ASIC actions against former CBA advisers Don Nguyen, Ricky Gillespie, Simon Langton, Christopher Baker, Jane Duncan and Anthony Awkar. Zaicew has been banned from engaging in credit activities and providing financial services ...

Another Commonwealth Financial Planning adviser banned

BEN COLLINS  |  MONDAY, 12 NOV 2012
... outcome follows ASIC enforcement action against other former CFPL financial advisers, Don Nguyen, Simon Langton, Christopher Baker, Anthony Awkar, Jane Duncan and Joe Chan. On 25 October 2011, ASIC accepted an enforceable undertaking from CFPL requiring ...

Commonwealth FP adviser banned

LINDA HAUSKEN  |  TUESDAY, 5 JUN 2012
... investigation into the advice provided by several of CFPL's financial advisers including Don Nguyen, Simon Langton, Christopher Baker, Anthony Awkar, and Jane Duncan. CFPL is a wholly owned subsidiary of the Commonwealth Bank of Australia (CBA) and operates ...

CFP adviser offers ASIC EU

ELISE BURGESS  |  THURSDAY, 5 APR 2012
... Planning adviser, including a five year ban. A former Commonwealth Financial Planning Limited (CFPL) adviser, Christopher Baker of Croydon, NSW, has offered to not provide financial services in any capacity for a minimum of five years after he failed ...
PAGE:
1