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Showing 1 - 9 of 9 results for "Charles Li"

Surprise $56 billion bid for London Stock Exchange

ELIZA BAVIN  |  THURSDAY, 12 SEP 2019
... looking to strengthen its financial sector in the face of a looming Brexit, and Hong Kong embroiled in political turmoil. Charles Li, chief executive of HKEX, said: "Bringing HKEX and LSEG together will redefine global capital markets for decades to ...

Banks will always take more risk: APRA exec

DARREN SNYDER  |  TUESDAY, 28 JUN 2016
An APRA executive says there's a lot to be happy about within the Australian financial system despite it constantly facing scrutiny over risk management and industry culture. Speaking at the Centre for International Finance and Regulation banking research ...

APRA shakes up executive team, addresses super conflicts

ALEX BURKE  |  FRIDAY, 20 MAR 2015
APRA has made multiple changes to its senior executive team. Steve Matthews has been appointed executive general manager, corporate services, having been APRA's chief financial officer since 2010. Brandon Khoo replaces Keith Chapman as executive general ...

APRA releases draft RSE fraud management guide

ALEX DUNNIN  |  MONDAY, 27 OCT 2014
The Australian Prudential Regulation Authority (APRA) has just released for consultation a draft prudential practice guide concerning fraud risk management that Registrable Superannuation Entity (RSE) licensees will be expected to follow. In it the ...

Sparks fly at APRA statistics forum

ALEX DUNNIN  |  THURSDAY, 3 JUL 2008
A forum convened by APRA to discuss their superannuation statistical surveys became one of the most heated seminars the industry has seen in years as the regulator reacted to heavy criticism that they are not properly reporting investment returns. Charles ...

APRA licensing process "easier" than AFSL: Littrell

The Australian Prudential Regulation Authority (APRA) has moved to allay fears among superannuation funds about the potential burdens of its trustee licensing process, declaring they will find it "easier" than the Australian Securities and Investments ...

APRA warns super trustees on due diligence, members interests

The likelihood that superannuation funds will record two consecutive years of negative returns does not indicate below par performance at trustee level, but any action contrary to members' interests will bring disqualification and possible prosecution ...

APRA and what it means in 2003: Littrell speaks out

Paul Cully Charles Littrell, executive general manager policy research consulting for the Australian Prudential Regulation Authority (APRA), has outlined the regulator's role in the post-HIH financial landscape as it tries to find a balance between ...

Super licensing to be based on effective risk management capacity

John Fernando The Australian Prudential Regulation Authority (APRA) said today that its granting of superannuation licences under a new government reform package to come into effect in early 2004 will depend on a trustee's ability to effectively demonstrate ...
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