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Showing 1 - 3 of 3 results for "Cathie Amour"

ASIC okay with virtual AGMs

KANIKA SOOD  |  WEDNESDAY, 24 MAR 2021
... ongoing pandemic where there is still uncertainty around restrictions on gatherings and travel," ASIC commissioner Cathie Amour said. Full details are to be released over coming days. ASIC said it will not be providing a no action position in relation ...

ASIC accepts J.P. Morgan enforceable undertaking

ALEX BURKE  |  THURSDAY, 19 NOV 2015
... services licence and that they are regulated by the relevant overseas regulatory authority," said ASIC commissioner Cathie Amour. "Foreign financial service providers seeking to provide financial services to Australian wholesale clients must ensure that ...

Avestra fined for breaching takeover laws

HARRY PAGE  |  THURSDAY, 18 DEC 2014
... substantial stake in AG Financial Limited and pleaded guilty to breaching takeover provisions. ASIC commissioner Cathie Amour said the identity of major shareholders of a public company should be known to investors. "ASIC expects businesses to comply ...
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