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Showing 1 - 10 of 20 results for "Brisbane District Court"

ASIC appeal convicts former CBA planner

KARREN VERGARA  |  THURSDAY, 4 OCT 2018
... doing so and continued to commit such acts until April 2009, Rosengren added. The appeal was heard in the Brisbane District Court on September 14. ASIC and the CDPP subsequently received the judgment in their favour on September 20. Separately, ASIC ...

Former adviser cops 10-year imprisonment

KARREN VERGARA  |  WEDNESDAY, 15 NOV 2017
... owing more than $27 million to approximately 300 debenture holders. On September 5, he appeared in the Brisbane District Court and pleaded guilty to 24 counts of dishonesty for defrauding self-managed superannuation fund members to the tune of $10 million ...

ASIC permanently bans jailed adviser

KERRIE SYDEE  |  FRIDAY, 28 OCT 2016
... authorised representative was terminated on 2 August 2016. As part of her sentence, Judge Dick of the Brisbane District Court ordered Whelan pay the organisation $33,419.11 in compensation. ASIC deputy chair Peter Kell said: "Dishonesty by any financial ...

ASIC bans fraudulent adviser

KERRIE SYDEE  |  FRIDAY, 23 SEP 2016
... Madhoji was sentenced to seven-and-a-half years' imprisonment with a non-parole period of 22 months in the Brisbane District court on 55 charges of fraud under sections 408c of the Queensland Criminal Code.

ASIC hands down multiple bans

KERRIE SYDEE  |  WEDNESDAY, 27 JUL 2016
... financial services and engaging in client credit activities following multiple convictions of fraud in the Brisbane district court. Grevsmuhl was sentences to 13 and a half years imprisonment after setting up fake superannuation investments and defrauding ...

Former Wickham CEO pleads guilty to fraud

MARK SMITH  |  FRIDAY, 15 JUL 2016
... the regulator said 50-year-old Garth Robertson of Parrearra on the Sunshine Coast pleaded guilty in the Brisbane District Court to 10 counts of dishonestly obtaining property totalling $761,504 from Wickham Securities between December 2010 and November ...

Adviser jailed for five and a half years

HAMISH MADDEN  |  FRIDAY, 9 FEB 2007
... of thousands of dollars of client money. Shane Hoy was sentenced to five and a half years jail by the Brisbane District Court after an Australian Securities and Investments Commission investigation into his company, B G Investments, which is currently ...

Another Wattle administrator convicted after ASIC investigation

... Coote, a former director of Brisbane-based The Fund Administrators Pty Ltd (TFA), has been sentenced in the Brisbane District Court in relation to charges brought by the Australian Securities and Investments Commission (ASIC). Mr Coote was convicted ...

Wattle saga sees another administrator sentenced

... Ltd (TFA) and Gold Coast company Spectrum Fund Administration Pty Ltd (Spectrum), was sentenced in the Brisbane District Court today. Mr Smith was convicted and released on his own recognizance in the amount of $5000 to be of good behaviour for 3 years. ...

Gold Coast company director committed for trial: ASIC

... this year to face the charges. He has been remanded in custody, and is next scheduled to appear in the Brisbane District Court on a date to be fixed.
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