Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 1 - 7 of 7 results for "Ballast Financial Management"

Adviser with Investport links sees ban affirmed

JAMIE WILLIAMSON  |  THURSDAY, 7 DEC 2023
... in 2016 before moving to Boston Reed in September 2018. Just two months later she was licensed by Ballast Financial Management and, about 18 months later, she jumped to AD Advisory Services. Here, she operates under Addicott Partners. Anderson is a member ...

Fund manager acquired by US fintech

JAMIE WILLIAMSON  |  THURSDAY, 30 MAR 2023
... for five years. He was was responsible manager, director, owner and an authorised representative of Ballast Financial Management when he recommended clients with low superannuation balances establish SMSFs and invest in the Bateau Global Opportunities ...

AAT affirms SMSF adviser ban

JAMIE WILLIAMSON  |  WEDNESDAY, 11 NOV 2020
... objectives of the licensing regime". Prior to his banning, Blazejczyk was an authorised representative of Ballast Financial Management. He is also responsible manager, director and owner of the company, and was also owner of Bateau Asset Management. ...

SMSF adviser hit with ban

ELIZABETH MCARTHUR  |  MONDAY, 6 JAN 2020
... obligations. Wayne Blazejczyk was investigated by ASIC when he was an authorised representative of Ballast Financial Management. ASIC found that Blazejczyk had recommended that his clients set up SMSFs despite them having low superannuation balances. ...

ASIC bans SMSF adviser

ALEX BURKE  |  MONDAY, 9 NOV 2015
... Colisa, which traded as Anmar Financial Consultants and was a corporate authorised representative of Ballast Financial Management. Ballast terminated Pearson's authorised representative status in October 2013. Explaining the ban, ASIC said that Pearson ...

ASIC obtains court orders against former Ballast adviser

LAURA MILLAN  |  THURSDAY, 24 JUL 2014
The Federal Court in Perth has issued orders to restrain a former Ballast Financial Management authorised representative from providing financial advice and dealing in financial products. The Australian Securities and Investments Commission (ASIC) obtained ...

UBS adviser banned from financial services industry

STAFF WRITER  |  WEDNESDAY, 11 JUN 2014
... months, until November 2014. Fair is an undischarged bankrupt and was an authorised representative of Ballast Financial Management and an employee and sole shareholder of Australian Global Insurance Services. He falsely represented to his Australian ...
PAGE:
1