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Showing 1 - 9 of 9 results for "Ballast Financial Management"

Former adviser back in Australia to face theft charges

JAMIE WILLIAMSON | MONDAY, 25 AUG 2025

... told the clients the money had been invested when it had not, and told her licensee at the time, Ballast Financial Management, the same. Pearson allegedly falsified documents to disguise what she was really doing with the money. She is being held in ...

Former adviser accused of theft loses lengthy extradition fight

JAMIE WILLIAMSON | FRIDAY, 16 MAY 2025

... company's name, Colisa, without their knowledge. It also alleged she misled her licensee at the time, Ballast Financial Management, and clients into believing she had invested the money when she had not. Pearson was an authorised representative of ...

Adviser with Investport links sees ban affirmed

JAMIE WILLIAMSON | THURSDAY, 7 DEC 2023

... in 2016 before moving to Boston Reed in September 2018. Just two months later she was licensed by Ballast Financial Management and, about 18 months later, she jumped to AD Advisory Services. Here, she operates under Addicott Partners. Anderson is a member ...

Fund manager acquired by US fintech

JAMIE WILLIAMSON | THURSDAY, 30 MAR 2023

... for five years. He was was responsible manager, director, owner and an authorised representative of Ballast Financial Management when he recommended clients with low superannuation balances establish SMSFs and invest in the Bateau Global Opportunities ...

AAT affirms SMSF adviser ban

JAMIE WILLIAMSON | WEDNESDAY, 11 NOV 2020

... objectives of the licensing regime". Prior to his banning, Blazejczyk was an authorised representative of Ballast Financial Management. He is also responsible manager, director and owner of the company, and was also owner of Bateau Asset Management. ...

SMSF adviser hit with ban

ELIZABETH MCARTHUR | MONDAY, 6 JAN 2020

... obligations. Wayne Blazejczyk was investigated by ASIC when he was an authorised representative of Ballast Financial Management. ASIC found that Blazejczyk had recommended that his clients set up SMSFs despite them having low superannuation balances. ...

ASIC bans SMSF adviser

ALEX BURKE | MONDAY, 9 NOV 2015

... Colisa, which traded as Anmar Financial Consultants and was a corporate authorised representative of Ballast Financial Management. Ballast terminated Pearson's authorised representative status in October 2013. Explaining the ban, ASIC said that Pearson ...

ASIC obtains court orders against former Ballast adviser

LAURA MILLAN | THURSDAY, 24 JUL 2014

The Federal Court in Perth has issued orders to restrain a former Ballast Financial Management authorised representative from providing financial advice and dealing in financial products. The Australian Securities and Investments Commission (ASIC) obtained ...

UBS adviser banned from financial services industry

STAFF WRITER | WEDNESDAY, 11 JUN 2014

... months, until November 2014. Fair is an undischarged bankrupt and was an authorised representative of Ballast Financial Management and an employee and sole shareholder of Australian Global Insurance Services. He falsely represented to his Australian ...

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Editor's Choice

BT appoints new head of strategy

KARREN VERGARA | 10:47AM

A former Allianz Retire+ executive has joined BT as the new head of strategy.

ASX sees trade volumes soar in May

MATTHEW WAI | 12:24PM

ASX saw a substantial growth in trade volumes last month, despite continued lackluster movement in IPOs.

Otivo launches AI-powered financial advice

MATTHEW WAI | 12:21PM

Otivo has launched a mobile app for Australians to access licensed advice powered by AI.

Munro expands access to climate focused fund

VINNY VUCAGO | 12:09PM

The Munro Global Growth Climate Leaders PIE Fund has been opened to retail investors in New Zealand.

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