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Search ResultsShowing 1 - 4 of 4 results for "Australian Securities and Exchange Commission"
Exemptions to AFSLs explained by ASIC
ELIZA BAVIN  |  THURSDAY, 26 NOV 2020
The Australian Securities and Exchange Commission (ASIC) has provided guidance to trustees of unregistered managed investment schemes in relation to whether they require an Australian financial services licence. The regulator stressed that a trustee ...
ASIC beefs up surveillance system
MARK SMITH  |  MONDAY, 25 NOV 2013
New upgrades to the Australian Securities and Exchange Commission's (ASIC) market surveillance system allowing the regulator to conduct multi-market supervision across futures and equities in real time are now operational. According to financial services ...
Market Wrap - Morning
AAP  |  WEDNESDAY, 22 APR 2009
... quarterly production report. Progen Pharmaceuticals holds a general meeting. The Australian Securities and Exchange Commission action against Fortescue Metals Group continues in the Federal Court in Perth. MasterCard Australia Ltd executive vice-president ...
New twist in AMC saga
With overtones of David Tweed and National Exchange Corporation, the Australian Securities and Exchange Commission (ASIC) has taken court action against a company that made unsolicited offers to buy shares in the beleaguered Australian Magnesium Company ...
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