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Showing 1 - 10 of 898 results for "Australian Financial Services"

AMP appoints employer partnership lead

VINNY VUCAGO  |  FRIDAY, 24 JUL 2026
... point in the group's superannuation strategy. "I've long admired AMP for its history in Australian financial services, particularly in corporate super," he said. "AMP Super offers a compelling proposition for members, employers and advisers. ...

Advisers lean on AQF7 to meet education standards: Rainmaker

MATTHEW WAI  |  FRIDAY, 24 JUL 2026
... individuals were identified as not having any qualifications or training courses marked from some 82 Australian financial services licensees. Of those individuals, 106 records on the FAR have been updated to reflect they are, in fact, qualified, while ...

ASIC simplifies guidance to improve capital raising activity

MATTHEW WAI  |  THURSDAY, 23 JUL 2026
... to just eight, under a new principles-based proposal by ASIC. Sell-side research is prepared by Australian financial services licensees such as investment banks and stockbrokers to help clients make investment decisions including about upcoming initial ...

New alternative investment firm lands in Sydney

MATTHEW WAI  |  MONDAY, 20 JUL 2026
... risk-adjusted returns." Civitas operates as a corporate authorised representative of Bolt Capital's Australian financial services licence.

New 'high-risk' derivatives on the rise

MATTHEW WAI  |  MONDAY, 20 JUL 2026
... spokesperson said. "Businesses offering derivatives, including perps, will generally require an Australian financial services licence (AFSL). "ASIC takes unlicensed conduct seriously and where it identifies serious misconduct it won't hesitate to take ...

Prime Value licence suspended over reporting failures

VINNY VUCAGO  |  MONDAY, 20 JUL 2026
ASIC has suspended the Australian financial services licence (AFSL) of Prime Value Asset Management after the fund manager failure to meet its statutory audit and financial reporting obligations for two consecutive financial years. The corporate regulator ...

ASIC cancels AFSL of Australian Fiduciaries

RIDDHIMA TALWANI  |  FRIDAY, 17 JUL 2026
ASIC has cancelled the Australian financial services licence (AFSL) of Queensland-based Australian Fiduciaries, which is currently in liquidation. This follows Australian Fiduciaries' inability to pay the amount determined by the Australian Financial ...

Another MWL adviser banned over Shield collapse

RIDDHIMA TALWANI  |  THURSDAY, 16 JUL 2026
... withdrawn her application for a review of the decision. On 25 August 2025, ASIC cancelled MWL's Australian Financial Services licence, banned one of MWL's directors and its responsible manager. Niu is one of several former MWL financial advisers ...

NAB-owned WealthHub cops $1m ASIC fine

VINNY VUCAGO  |  WEDNESDAY, 15 JUL 2026
... Central to the breaches were repeated failures to correctly report Intermediary ID, which is the Australian financial services licence number used to identify the entity responsible for placing orders and trades through a market participant's trading ...

ASIC cancels Trive Financial's AFSL as review into CFDs continues

VINNY VUCAGO  |  FRIDAY, 10 JUL 2026
ASIC has cancelled the Australian financial services licence (AFSL) of contracts for difference (CFD) issuer Trive Financial Services Australia, after determining the company was no longer carrying on a financial services business in Australia. The ...
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