Search Results | Showing 11 - 20 of 879 results for "Australian Financial Services" |
| | | ... affairs of Digital Commodity and DCA Capital. He also failed to ensure that DCA Capital held an Australian financial services licence (AFSL) and exercise due care and diligence for both entities. Similarly, he did not complete the report on company activities ... |
| | | | Digital assets providers will be required to obtain an Australian financial services licence (AFSL) under new legislation. The Corporations Amendment (Digital Assets Framework) Bill 2025, which amends the Corporations Act 2001 and the Australian Securities ... |
| | | | ... launching a new business, focused on supporting self-licensed businesses to run and manage their own Australian financial services licence (AFSL). CapBack Licensee Solutions provides full support to self-licensed advisers, from setting up their AFSL ... |
| | | | ... Binance told Financial Standard it has ceased its derivatives business and voluntarily gave back its Australian financial services licence (AFSL) in 2023. "Binance Australia is committed to offering users in Australia innovative, compliant, and trusted ... |
| | | | ... date for the substantive review application is to be set. On 25 August 2025, ASIC cancelled MWL's Australian Financial Services licence, banned one of MWL's directors and its responsible manager. Eight other former MWL financial advisers have been banned ... |
| | | | ... in Magellan's evolution," bringing together two highly complementary businesses to create an Australian financial services group with meaningful scale and breadth. "Magellan and Barrenjoey share a deep commitment to clients and are built on innovation ... |
| | | | ASIC has cancelled the Australian financial services licence (AFSL) of Pulse Markets, a wholly owned subsidiary of BIR Financial, for providing incompetent financial services, including inadequate supervision of its corporate authorised representatives ... |
| | | | ASIC has imposed additional conditions on the Australian financial services licence (AFSL) of Cambridge Mercantile's local branch, following ongoing compliance failures in its foreign exchange derivatives business. The Corpay subsidiary misclassified ... |
| | | | ... Shield and First Guardian Master Fund (First Guardian) collapse. In August 2025, ASIC cancelled MWL's Australian Financial Services licence, banning one of the firm's directors and its responsible manager. ASIC has also sought to commence proceedings ... |
| | | | ... support platform. Cameron Mitchell joins the business with more than 14 years' experience in Australian financial services, including senior roles in financial advice, AFSL leadership, governance and compliance. Mitchell will run compliance and governance ... |
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