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Showing 1 - 3 of 3 results for "Australian Dealer Group"

ASIC commences proceedings against Diversa

ELIZABETH MCARTHUR  |  MONDAY, 11 OCT 2021
... behalf of Diversa and facilitated Bhandari putting clients into Diversa products via his company, The Australian Dealer Group. The regulator also alleges that Diversa did not act efficiently, honestly, and fairly because it failed to provide proper oversight ...

ASIC bans adviser over dodgy super consolidation

ELIZABETH MCARTHUR  |  MONDAY, 15 MAR 2021
... been banned from providing financial services permanently. He was an authorised representative of The Australian Dealer Group, which he was also the sole director, responsible manager, and key person for. ASIC found Bhandari acted dishonestly in assisting ...

Pengana boosts adviser distribution footprint

ALEX BURKE  |  MONDAY, 5 DEC 2016
Throughout 2016, Pengana Capital built out a nine-person business development and client service team targeting the financial adviser market. The firm's six active equity strategies, which collectively hit a $2 billion funds under management milestone ...
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