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Showing 1 - 2 of 2 results for "Antonia Chion"

The Income Store closed for business

ELIZABETH MCARTHUR  |  WEDNESDAY, 15 JAN 2020
... company's business model and financial condition could not possibly support it," said SEC associate director Antonia Chion. "To avoid further harm to investors and preserve the misused assets that have not already been dissipated, we have sought ...

Hedge fund adviser gets $2.7m fine

RUTH LIEW  |  FRIDAY, 24 SEP 2010
... still constitute a clear violation of Rule 105 when short selling takes place during a restricted period," said Antonia Chion, associate director of the SEC's Division of Enforcement. "This is true even when the portfolio managers have different investment ...
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