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Showing 1 - 5 of 5 results for "Anthony Awkar"

Financial Wisdom to face class action for poor advice

LAURA MILLAN  |  MONDAY, 16 JUN 2014
... made in relation to Project Hartnett, which dealt with remediating the advice given to customers by Don Nguyen and Anthony Awkar." "There was no obligation under the [CBA Financial Planning enforceable undertaking] CFP EU to remediate advice given by ...

CBA forced to review poor compensation methods

LAURA MILLAN  |  MONDAY, 19 MAY 2014
... (CBA) businesses only implemented appropriate compensation processes for clients of former advisers Don Nguyen and Anthony Awkar. However, they did not apply the same measures to clients affected by other financial planners' poor advice. "This inconsistency ...

ASIC dictates seven-year ban for rogue CBA adviser

LAURA MILLAN  |  MONDAY, 7 APR 2014
... actions against former CBA advisers Don Nguyen, Ricky Gillespie, Simon Langton, Christopher Baker, Jane Duncan and Anthony Awkar. Zaicew has been banned from engaging in credit activities and providing financial services for a period of seven years. ...

Another Commonwealth Financial Planning adviser banned

BEN COLLINS  |  MONDAY, 12 NOV 2012
... ASIC enforcement action against other former CFPL financial advisers, Don Nguyen, Simon Langton, Christopher Baker, Anthony Awkar, Jane Duncan and Joe Chan. On 25 October 2011, ASIC accepted an enforceable undertaking from CFPL requiring them to review ...

Commonwealth FP adviser banned

LINDA HAUSKEN  |  TUESDAY, 5 JUN 2012
... advice provided by several of CFPL's financial advisers including Don Nguyen, Simon Langton, Christopher Baker, Anthony Awkar, and Jane Duncan. CFPL is a wholly owned subsidiary of the Commonwealth Bank of Australia (CBA) and operates under the advice ...
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