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Showing 1 - 10 of 28 results for "ASX Listing Rules"

Sequoia advances InterPrac takeover talks

KARREN VERGARA  |  WEDNESDAY, 18 MAR 2026
... InterPrac, Sequoia added that any such agreement will be conditional on shareholder approval in accordance with ASX listing rules. Sequoia managing director and chief executive Garry Crole flagged InterPrac was facing operational challenges as a result ...

ASX names chief compliance officer

MATTHEW WAI  |  TUESDAY, 11 NOV 2025
... 25 years of experience across legal and compliance areas, advising a number of boards and executive teams on ASX listing rules, the Corporations Act and regulatory reforms. Most recently, she was a partner at Norton Rose Fulbright after a five-year stint ...

AOF sells another asset, flags delisting

KARREN VERGARA  |  FRIDAY, 23 AUG 2024
... dispose of AOF's main undertaking and has obtained AOF unitholder approval to do so in accordance with the ASX Listing Rules, AOF is unable to return to unitholders any proceeds from the sales of 2-10 Valentine Avenue, Parramatta (settlement expected ...

Federal Court rejects two CBA class actions

KARREN VERGARA  |  MONDAY, 13 MAY 2024
... assessment non-compliance, and potential penalties. "The applicants allege that the Bank was required by r 3.1 of the ASX Listing Rules to disclose this information. They allege, further, that, had this information (or a combination of it) been disclosed ...

Ord Minnett cops $888k fine over buyback

JAMIE WILLIAMSON  |  WEDNESDAY, 3 MAY 2023
... the course of the buyback Ord Minnett purchased AWN Holdings shares at prices above the allowable limit under ASX Listing Rules, which was also contrary to the clients' instructions. "While the MDP considered that the contravention was a genuine error ...

AMP flags first strike on remuneration

KARREN VERGARA  |  FRIDAY, 31 MAR 2023
... salary of $1.7 million. "This means shareholder approval for the CEO's 2023 LTI award is not required under the ASX Listing Rules. Nevertheless, for good governance, the board has determined that it is appropriate to seek shareholder approval," the resolution ...

Former advisers face huge fines

ELIZABETH MCARTHUR  |  FRIDAY, 6 NOV 2020
... It was alleged that Kawecki was trying to artificially satisfy the minimum spread requirements according to ASX listing rules. The purpose of the minimum spread requirement is to demonstrate that there is sufficient investor interest, from unrelated ...

IOOF settles class action

JAMIE WILLIAMSON  |  MONDAY, 25 MAY 2020
... further alleged IOOF's conduct breached continuous disclosure obligations under the Corporations Act and ASX listing rules. At the time, IOOF said the action was "speculative and without foundation". Now, IOOF has reached agreement with the law firm ...

ASX appoints compliance chief

ALLY SELBY  |  THURSDAY, 7 MAY 2020
... done on the Council, Kevin has strengthened Australia's continuous disclosure regime through a major rewrite of ASX Listing Rules Guidance Note 8; introduced major reforms to the Listing Rules; [and] substantially improved the quantity and quality of ...

Former financial adviser charged

HARRISON WORLEY  |  TUESDAY, 13 AUG 2019
... holder of shares and the applicant's address. Companies are required to meet "minimum spread requirements" under ASX listing rules, which ensure companies have at least 300 "non-affiliated" shareholders with at least $2000 worth of holdings each, before ...
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