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Showing 1 - 3 of 3 results for "ASX Appeal Tribunal"

ASIC appoints markets disciplinary chair

ALEX BURKE  |  TUESDAY, 2 AUG 2016
... deputy chief executive of Shaw and Partners, a member of ASIC's market supervision advisory panel and the ASX Appeal Tribunal. Gray replaces Lisa Gay, who has chaired the panel for six years. Gay also sits on the boards of the Victorian Funds Management ...

ASX fines broker for bad behaviour

ALISON BEVEGE  |  TUESDAY, 10 MAY 2011
... IMC's automated hedging strategy. One of the trades brought the price of QBE down to 0.4 of one cent. The ASX Appeal Tribunal ruled that while CMC Markets had been to blame for the initial problem, IMC had perpetuated and continued the disorderly market. ...

MacarthurCook appeals ASX breach

RUTH LIEW  |  TUESDAY, 24 JUN 2008
... to IOOF Holdings. "MacarthurCook disagrees with ASX's decision and will be appealing [the] decision to the ASX Appeal Tribunal," noted the statement. The fund manager said it will "keep the market informed" of any developments on the issue.
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