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Showing 1 - 8 of 8 results for "ASIC officials"

Mayfair 101 accuses ASIC of "suspicious" conduct over FOIs

JAMIE WILLIAMSON  |  FRIDAY, 4 AUG 2023
... followed by six separate FOI requests on July 21, seeking access to communications and notes exchanged between ASIC officials "that could explain the regulator's attempt to collapse" Mayfair. Mayfair says ASIC has refused the requests due to time ...

Shipton to leave ASIC

JAMIE WILLIAMSON  |  FRIDAY, 29 JAN 2021
... public resources, systems of risk oversight and management, systems of internal control and cooperation between ASIC officials. The regulator is now expected to make a series of changes as a priority and provide regular progress reports to Frydenberg. ...

Senate grills ASIC after it blocks 250,000 websites

LAURA MILLAN  |  TUESDAY, 2 DEC 2014
... associated with investment fraud. A public hearing by the Senate Communications Committee tomorrow will be asking ASIC officials why websites such as the Melbourne Free University were blocked in April 2013 as part of the crackdown on investment frauds. ...

Industry needs unified solution to insurance "failure": ASIC

LAURA MILLAN  |  THURSDAY, 23 OCT 2014
... regulator "will follow up with investigations with particular advisers and firms that were part of the surveillance." ASIC officials also updated the Senate Economics Committee on the enforceable undertaking on Macquarie Private Wealth, following allegations ...

ASIC changes depend on the government: Medcraft

LAURA MILLAN  |  FRIDAY, 27 JUN 2014
... Kell said. Regarding the record 61 recommendations that the Senate Committee has included in the report, the two ASIC officials said that they would be giving them "careful consideration" and added that the regulator is in the process of examining them ...

ASIC admits wrongdoing in Senate hearing

LAURA MILLAN  |  FRIDAY, 11 APR 2014
... executive leader Greg Kirk said. The hearing reached its most dramatic moments when Labor Senator Mark Bishop asked ASIC officials if they knew that CFP was "sanitising" or "doctoring" client files. During the morning, it had become evident that CFP ...

Better ASIC-AFP relationship could lead to more prosecutions

LAURA MILLAN  |  MONDAY, 24 FEB 2014
... (ASIC) and the Australian Federal Police (AFP) was remedied, the Senate Economics Reference Committee has heard. ASIC officials admitted that there was scope for a more efficient delivery of justice during the Senate Economics Reference Committee public ...

ASIC to hold investor forums in Australia

... financial goals, identifying and avoiding scams, and making informed decisions about investments. Presenters include ASIC officials and members of the Institute of Chartered Accountants in Australia and the Securities Institute of Australia. Mr McLachlan ...
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