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Showing 1 - 10 of 11 results for "AISC"

Medcraft steps down from global leadership position

ALEX BURKE  |  FRIDAY, 20 MAY 2016
... supervise and enforce laws in their jurisdictions." Commenting on his departure from IOSCO, Medcraft, who is also chair of AISC, said: "IOSCO plays a critical role in setting and implementing international capital markets policy - policy that affects ...

Treasury heavy handed on portfolio disclosure

BEN COLLINS  |  THURSDAY, 19 JUL 2012
... Securities & Investments (ASIC) commissioner Greg Medcraft in 2011, both ASFA and the Financial Services Council (FSC) engaged AISC to form a working group to implement enhanced portfolio disclosure for both super funds, and managed investment funds. ...

Third operator of early release super scheme punished

... Australian superannuation benefits of employees who had worked in Australia but had since moved to New Zealand to reside. AISC executive director of enforcement Jan Redfern says, "ASIC has continued to scrutinise schemes promoting the early release of ...

Former NAB currency trader appears in court

... advantage by deception. The charges are the result of an investigation by the Australian Securities and Investments Commission (AISC) into the alleged unauthorised foreign exchange trading at NAB. It is alleged Bullen, Luke Duffy, Gianni Gray, and Vincent ...

Zurich gives ASIC and APRA enforceable undertaking

The Australian Securities and Investments Commission (AISC) and the Australian Prudential Regulation Authority (APRA) have both accepted an enforceable undertaking from Zurich Financial Services Australia (ZFSA) and its fully owned subsidiary Zurich ...

ASIC reveals financial services refinement projects

... provide guidance and relief if appropriate on the provision of basic online calculators with a view to encouraging their use. AISC will also plans to examine general insurance arranging agents. Here the regulator will clarify and provide relief if necessary ...

Government joins push for better super education

... first time, will have a say as to who manages their retirement savings from 1 July this year." ASIC chair Jeffery Lucy says, "AISC wants people to understand more about super, and make good superannuation choices. Super Choices will help you decide whether ...

Choice of super advice to be evaluated

... results of the survey at the end of 2005 but will be releasing preliminary findings progressively as they become available. AISC executive director of consumer protection Greg Tanzer says, "The shadow shopping technique gives strong insights into the ...

ASIC releases policy and extends deadline on dollar disclosure

... disclosure in dollars is not possible, unreasonably burdensome or not in the client's best interest. In the policy statement AISC has also specifically included class order relief for certain items including disclosure items contingent on unknown facts ...

New principal member for FPA

... adviser KPMG Private Wealth joined the list. FPA principal members are comprised of companies and individuals holding an AISC Australian financial services license who have passed the pre-admission standards of the association. Moreover the members make ...
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