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Showing 81 - 90 of 185 results for "Fraser"

AFA to launch investigation into adviser misconduct

JAMIE WILLIAMSON  |  FRIDAY, 22 DEC 2017
... the regulator announced it had accepted an enforceable undertaking from MyPlanner Professional Services adviser, James Fraser. Just two days later, it announced it had also accepted the same from Christopher John Cannon and Danny Charles Pianta, both ...

ASIC takes further action against MyPlanner

JAMIE WILLIAMSON  |  WEDNESDAY, 20 DEC 2017
... now agreed to refrain from providing financial services. The regulator has accepted an enforceable undertaking from James Fraser as a result of failures to act in the best interests of his clients. A review of Fraser's client files found that he had ...

Impact Investment Group names new CEO

KARREN VERGARA  |  MONDAY, 13 NOV 2017
Impact Investment Group appointed a former JBWere executive as its new chief executive after co-founder Chris Lock departed from the position in September. Daniel Madhavan will take the post in January 2018. He was most recently the founding chief executive ...

AFA Adviser, Practice of the Year winners named

JAMIE WILLIAMSON  |  MONDAY, 16 OCT 2017
Charlie Fraser of Shadforth Financial Group is the 2017 Association of Financial Advisers' Adviser of the Year. Crowned on Friday night at a gala dinner to celebrate the close of this year's AFA National Adviser Conference, private client adviser Fraser ...

New research director joins APP Securities

ALEX BURKE  |  WEDNESDAY, 11 OCT 2017
... investment banking and stockbroking firm APP Securities has appointed a new research director to replace Russell Wright. David Fraser joins APP Securities from Shaw and Partners, where he was a senior analyst. Prior to that, he was a senior research ...

FS Live Blog: 2017 AFA National Adviser Conference

MICHELLE BALTAZAR  |  TUESDAY, 10 OCT 2017
... which went to Mediq Financial (received onstage by Ravi Agarwal) and the 2017 Adviser of the Year Award went to Charlie Fraser from Shadforth Financial. Read all the details in our third and final conference newsletter, out Monday morning. #AFAau 5pm ...

Adviser, Practice of the Year finalists named

JAMIE WILLIAMSON  |  TUESDAY, 12 SEP 2017
... rewards leadership, innovation, customer focus and professional excellence. Vying for the title this year will be Charlie Fraser of Shadforth Financial Group, Fortify Financial's Glen James and Julia Schortinghuis of Lighthouse Capital. Likewise, the ...

Shadforth grows Queensland presence

JAMIE WILLIAMSON  |  MONDAY, 3 JUL 2017
... business," Shadforth Queensland head Cathy Mackey said. As per the acquisition, Lyndhurst director and founder Charlie Fraser joins Shadforth as a private client adviser to ensure Lyndhurst clients continue to receive the service they expect. "Lyndhurst ...

Treasury responds to ABA derision over bank levy

JAMIE WILLIAMSON  |  WEDNESDAY, 17 MAY 2017
... evidence-based policy development, and effective administration of regulation." Responding to Bligh, Secretary to the Treasury John Fraser said a regulatory impact statement would be made available when the draft legislation is tabled, citing the inclusion ...

Fraser review challenges super board independence

DARREN SNYDER  |  FRIDAY, 17 FEB 2017
The Bernie Fraser review of industry superannuation fund governance puts the onus of proof back on the government to demonstrate that one-third independent boards are the best way forward. "It is far from self-evident that simply mandating minimum numbers ...