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Showing 981 - 990 of 6091 results for "Trading"

Bell Direct hires for new service

ANNABELLE DICKSON  |  MONDAY, 26 OCT 2020
... has over 15 years' experience and was most recently a senior relationship manager, equities and derivative designated trading representative. Bell Direct chief executive Arnie Selvarajah welcomed the appointments. "We are pleased to welcome such a high ...

Ninety One wins equity mandate

KARREN VERGARA  |  MONDAY, 26 OCT 2020
... many Australian institutional investors have resisted a discrete allocation to Chinese equities, given China's close trading links to Australia and the potential double up in exposure through their Australian equities and emerging markets allocations," ...

ASIC to curb huge CFD losses

KARREN VERGARA  |  FRIDAY, 23 OCT 2020
The corporate regulator is stepping in to prevent retail investors losing millions of dollars from trading highly risky contract for difference (CFDs) instruments. ASIC has imposed a product intervention order on the issue and distribution of CFDs effective ...

Industry fund updates investment fees

ELIZA BAVIN  |  THURSDAY, 22 OCT 2020
... volatility caused by COVID-19, the fund made some investment changes. These changes resulted in additional transactions (trading costs) which caused an increase in indirect costs," ACSRF said. "The investment changes added significant value to the fund's ...

Societe Generale fined over client breaches

ANNABELLE DICKSON  |  WEDNESDAY, 21 OCT 2020
... over similar charges. Pershing was fined $15,000 for a breach where the transferring sale proceeds from international trading in client's securities from trust accounts into its general bank account. The second breach of the Act and occurred when ...

Derivatives issuer cops $75m penalty

ELIZA BAVIN  |  MONDAY, 19 OCT 2020
... result of the contravening conduct, clients of each of the three defendants lost significant amounts of money, with total trading losses of around $32 million. The Federal Court found that such trading losses translated to revenue earned by AGM, OTM ...

Westpac puts Australia on bad banking leaderboard

ELIZA BAVIN  |  WEDNESDAY, 14 OCT 2020
... Epstein. Canada's Scotiabank reached settlement agreements with the US Department of Justice and the Commodity Futures Trading Commission over charges of metals market manipulation.

OneVue encourages Iress takeover

ELIZA BAVIN  |  TUESDAY, 13 OCT 2020
... expert believes the scheme is fair and reasonable and the scheme represents a significant premium on OneVue's historical trading prices. However, on October 1 Waislitz said: "Contrary to its public statements, Iress's final offer of 43 cents per ...

Evans Dixon to rebrand

KARREN VERGARA  |  MONDAY, 12 OCT 2020
... put forth at the annual general meeting on November 11. "The board believes that the change will align the group's trading brands and increase market awareness of the group's collective offering," the firm told the ASX. "The company intends to ...

DTCC launches advisory service

KARREN VERGARA  |  FRIDAY, 9 OCT 2020
... the trade reporting and the post-trade process. The group provides back-office services from initial onboarding through trading, clearance, settlement, asset servicing, data management and trade reporting. DTCC in Australia provides trade reporting services ...