Search Results | Showing 981 - 990 of 6091 results for "Trading" |
| | | ... has over 15 years' experience and was most recently a senior relationship manager, equities and derivative designated trading representative. Bell Direct chief executive Arnie Selvarajah welcomed the appointments. "We are pleased to welcome such a high ... |
| | | | ... many Australian institutional investors have resisted a discrete allocation to Chinese equities, given China's close trading links to Australia and the potential double up in exposure through their Australian equities and emerging markets allocations," ... |
| | | | The corporate regulator is stepping in to prevent retail investors losing millions of dollars from trading highly risky contract for difference (CFDs) instruments. ASIC has imposed a product intervention order on the issue and distribution of CFDs effective ... |
| | | | ... volatility caused by COVID-19, the fund made some investment changes. These changes resulted in additional transactions (trading costs) which caused an increase in indirect costs," ACSRF said. "The investment changes added significant value to the fund's ... |
| | | | ... over similar charges. Pershing was fined $15,000 for a breach where the transferring sale proceeds from international trading in client's securities from trust accounts into its general bank account. The second breach of the Act and occurred when ... |
| | | | ... result of the contravening conduct, clients of each of the three defendants lost significant amounts of money, with total trading losses of around $32 million. The Federal Court found that such trading losses translated to revenue earned by AGM, OTM ... |
| | | | ... Epstein. Canada's Scotiabank reached settlement agreements with the US Department of Justice and the Commodity Futures Trading Commission over charges of metals market manipulation. |
| | | | ... expert believes the scheme is fair and reasonable and the scheme represents a significant premium on OneVue's historical trading prices. However, on October 1 Waislitz said: "Contrary to its public statements, Iress's final offer of 43 cents per ... |
| | | | ... put forth at the annual general meeting on November 11. "The board believes that the change will align the group's trading brands and increase market awareness of the group's collective offering," the firm told the ASX. "The company intends to ... |
| | | | ... the trade reporting and the post-trade process. The group provides back-office services from initial onboarding through trading, clearance, settlement, asset servicing, data management and trade reporting. DTCC in Australia provides trade reporting services ... |
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