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Showing 961 - 970 of 2807 results for "Regulation"

MyFiduciary partners for compliance

JAMIE WILLIAMSON  |  THURSDAY, 21 JUN 2018
MyFiduciary is partnering with a fintech to roll out a digital monitoring and compliance tool. Entering a strategic partnership with JHC Systems, MyFiduciary is equipping firms with JHC Neon; a digital risk, monitoring and analytics dashboard. JHC said ...

FASEA names new chief executive

JAMIE WILLIAMSON  |  WEDNESDAY, 20 JUN 2018
... remain in this role until Glenfield commences. Glenfield has more than 30 years' experience in financial services regulation and has previously held roles with the International Organisation of Pension Supervisors, the Victorian Financial Institutions ...

AFCA appoints chief executive

KANIKA SOOD  |  FRIDAY, 15 JUN 2018
... one-to-one services to 180,000 charities in England and Wales. Locke advised several international governments on the regulation of NGOs and has served on the boards of charities and not-for profits. He qualified as a lawyer in the UK and started his ...

Fidante eyes actively managed ETFs

KANIKA SOOD  |  THURSDAY, 14 JUN 2018
The $57 billion multi-boutique asset manager will launch a series of actively managed exchange-traded funds, starting with an actively managed fixed income ETF that it says will be the first of its kind in the Australian market. The ActiveX series is ...

Industry fund calls for tougher SMSF rules

KARREN VERGARA  |  WEDNESDAY, 13 JUN 2018
A $1.6 billion industry superannuation fund is calling for new regulations to make it tougher for people with low account balances to set up a self-managed superannuation fund. REI Super, a public offer fund with its roots tied to the real estate industry ...

What worries Aussie advisers: Natixis

KANIKA SOOD  |  TUESDAY, 12 JUN 2018
... surveyed 150 Australians and 2775 people globally - found 90% of Aussie financial advisers are challenged to keep up with regulation. Natixis Investment Managers Australia chief executive Damon Hambly said looking forward the key to adviser success will ...

FASEA begins work on adviser exam

JAMIE WILLIAMSON  |  TUESDAY, 12 JUN 2018
... exchange non-confidential policy documents detailing their respective approaches to accreditation, quality assurance and regulation, as well as information regarding individual education providers and other aspects of the higher education sector. "This ...

AFA criticises draft FASEA standard

KARREN VERGARA  |  FRIDAY, 8 JUN 2018
The Association of Financial Advisers released its assessment of the Financial Adviser Standards and Ethics Authority's 12 draft standards, pointing to numerous areas that need clarity and focus, particularly around governance at the licensee level. ...

SMSFs missing out on returns

KANIKA SOOD  |  WEDNESDAY, 6 JUN 2018
... investment return a SMSF investor would have achieved if they invested in the same way the typical Australian Prudential Regulation Authority (APRA) regulated MySuper product invests. How do SMSFs diversify right now? Australia had 593,000 SMSFs as of ...

ASX invests in e-property settlements business

KANIKA SOOD  |  THURSDAY, 31 MAY 2018
The Australian Securities Exchange is backing a newly-formed electronic property settlements company as it eyes the $200 million industry. The exchange operator will invest $30 million in Sympli Australia for a 50% stake. The other half of Sympli will ...