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Showing 961 - 970 of 1714 results for "Register"

Milton to acquire $18m unlisted manager

ALEX BURKE  |  FRIDAY, 21 JUL 2017
... backing of each unlisted company. "We welcome the vendors of this well-managed private investment company to our share register and we look forward to consolidating their investments into Milton's portfolio upon completion of the acquisition which is ...

ASIC audits limited AFSLs

KARREN VERGARA  |  THURSDAY, 20 JUL 2017
... comply with their new obligations, and were confused about what information they needed to upload to the Financial Adviser Register (FAR). About half of the licensees had not updated the FAR with relevant adviser information, ASIC said, adding some licensees ...

New super product for investment savvy

JAMIE WILLIAMSON  |  WEDNESDAY, 19 JUL 2017
A managed accounts provider is entering the realm of superannuation products, providing financial advice clients with an alternative to traditional super vehicles. WealthO2, the fintech behind MA Operator and MDA Operator, has launched a range of software ...

Digital revamp for Citi wealth arm

KARREN VERGARA  |  WEDNESDAY, 19 JUL 2017
Citi Australia's wealth management and advice arm is ramping up its digital offerings in an effort to be a leader in the region. Speaking at a Sydney media roundtable yesterday, Citi Australia head of consumer banking in Asia Pacific, Anand Selva, said ...

Advice licensees hit with $1500 levy

EMMA RAPAPORT  |  MONDAY, 17 JUL 2017
... supervises. As of April 2015, about 22,000 financial advisers were registered on the ASIC and MoneySmart financial advisers register. For securities dealers, large securities exchange participants and large futures exchange participants, the graduated ...

Sydney RE to pay for false ads

JAMIE WILLIAMSON  |  MONDAY, 17 JUL 2017
The Federal Court of Australia penalised a Sydney-based managed investment services boutique for falsely claiming that its projects were approved by ASIC. Huntley Management operates as a responsible entity and custodian for registered schemes and as ...

AFA collaborating for education framework rethink

JAMIE WILLIAMSON  |  FRIDAY, 14 JUL 2017
... having already participated in structured interviews. The association is now asking industry participants on all levels to register to join of a number of online panels, completing a series of surveys over three months to better understand and ultimately ...

Police charge man with super fraud

KARREN VERGARA  |  WEDNESDAY, 12 JUL 2017
A Sydney man allegedly involved in a $1.8 million fraudulent superannuation scheme will face court today. NSW police charged the 47-year-old man with 20 counts of deception and dishonestly taking financial advantage; seven counts of using false documents ...

MetLife restructures US and UK operations

JAMIE WILLIAMSON  |  TUESDAY, 11 JUL 2017
Global life insurer MetLife will cease to write individual insurance policies in the United States, having established a new firm to house its domestic retail life and annuity insurance divisions. MetLife received final regulatory approval from the ...

Good goings-on in China

BENJAMIN ONG  |  THURSDAY, 6 JUL 2017
Were it not for North Korean leader Kim Jong-un's "package of gifts" delivered on America's 4th of July Independence Day celebrations, the goings-on in China would remain buried on page 6 of the financial media. This could be because when it comes to ...