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Showing 961 - 970 of 3144 results for "Peter"

ANZ appoints chief underwriter

ALEX BURKE  |  THURSDAY, 22 JUN 2017
ANZ Wealth has appointed a chief underwriter for OnePath Life Insurance. Peter Tilocca was appointed as acting chief underwriter following John Leonard's retirement in March, having previously been group underwriting and operations manager and senior ...

Insurer must refund $330k

EMMA RAPAPORT  |  WEDNESDAY, 21 JUN 2017
... should be confident that when they purchase an insurance policy, that they can claim when they need to," ASIC deputy chair Peter Kell said. "The fact that Virginia Surety was selling this insurance without the life insurer's approval, indicates serious ...

Broaden levy to foreign banks: Big four

KARREN VERGARA  |  MONDAY, 19 JUN 2017
... expanding into retail banking either directly or providing funding to third parties, Westpac Group chief financial officer Peter King said. The Bill should be amended to capture major foreign banks based on group liabilities if this exceeds $100 billion ...

Permanent ban for ex-OnePath adviser

KARREN VERGARA  |  MONDAY, 19 JUN 2017
... Hutchison is the latest among several advisers banned from the financial services industry, according to ASIC deputy chair Peter Kell. It is part of the corporate watchdog's Wealth Management Project aiming to lift the standards of major financial advice ...

Former MLC chief retires from Perpetual LIC

ALEX BURKE  |  THURSDAY, 8 JUN 2017
... Equity Investment Company (PIC), will retire on June 30 having served in the role since the LIC commenced trading in 2014. Peter Scott, who is formerly both the chair of Perpetual and the chief executive of MLC, said it had been a "great experience to ...

ASIC bans former Westpac adviser

EMMA RAPAPORT  |  THURSDAY, 8 JUN 2017
... Sinha was an employed representative of Westpac from 2001 to 10 November 2014. Commenting on the case ASIC deputy chair Peter Kell said: "ASIC is committed to improving conduct in the wealth management industry and we will act to remove advisers who ...

ASIC launches LIF instrument

KARREN VERGARA  |  TUESDAY, 6 JUN 2017
... and clawback amounts will reduce the incentives for advisers to provide inappropriate advice to clients, ASIC deputy chair Peter Kell said. "ASIC is warning advisers against inappropriately switching clients into new policies prior to this commencement ...

Former Garvan adviser banned for $2.4m theft

JAMIE WILLIAMSON  |  MONDAY, 5 JUN 2017
... misappropriated about $2.4 million from a client for his own personal gain, funding an extravagant lifestyle. ASIC deputy chairman Peter Kell said: "ASIC will act to remove people from the financial services industry who act dishonestly and breach the ...

Manager lists after $3bn merger

ALEX BURKE  |  THURSDAY, 1 JUN 2017
... extended period of negotiations between Hunter Hall and other fund managers triggered by then-Hunter Hall chief executive Peter Hall's surprise departure from the company in December last year. During that time, Hunter Hall received takeover bids from ...

ASIC consults on new statement of advice

EMMA RAPAPORT  |  WEDNESDAY, 31 MAY 2017
... is to communicate to the client important and relevant information about the advice they receive," ASIC deputy chairman Peter Kell said. "We welcome feedback that will help advisers achieve this objective. The SOA should not be designed as a mechanism ...