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Showing 901 - 910 of 2862 results for "Standards"

SMSFA chief slams regulators, FASEA

ALLY SELBY  |  FRIDAY, 24 JAN 2020
... which came into force earlier this month," he said. "We fully support the goals contained in FASEA's mandate to lift standards of education and ethics, however we would encourage them to undertake more effective consultation with all interested stakeholders ...

Investment boutique makes PIMCO hire

ALLY SELBY  |  FRIDAY, 17 JAN 2020
... of long-term growth opportunities. "This is a pre-emptive investment in resourcing to ensure we maintain our highest standards of alpha generation and client service as we continue to grow in a considered and sustainable way." Ardea has also announced ...

HESTA names chief risk officer

JAMIE WILLIAMSON  |  THURSDAY, 16 JAN 2020
... Investment Council and also represents HESTA on several boards. He has also served as a director of the Climate Bonds Standards Board and as co-chair of the UN PRI Infrastructure Advisory Committee. HESTA chief executive Debby Blakey said the fund was ...

ASIC claims to support robo-advice

ELIZABETH MCARTHUR  |  FRIDAY, 10 JAN 2020
... persons who provide financial product advice to retail clients are required to meet the minimum training and competence standards for advisers in Australia," ASIC then said. "For digital advice licensees to meet the organisational competence obligation ...

SMSFA slams limited licensing

HARRISON WORLEY  |  THURSDAY, 9 JAN 2020
... Association said limited licensing should be phased out in favour of a customer-centric framework designed to raise standards and close gaps in advice. According to SMSFA chief executive John Maroney, the limited licensing system is "defunct" and requires ...

FASEA loses board director

ELIZA BAVIN  |  MONDAY, 6 JAN 2020
Another board director has resigned from the Financial Adviser Standards and Ethics Authority, the announcement coinciding with the commencement of the new Code of Ethics. Catriona Lowe will step down from the FASEA board effective January 31 as she ...

FASEA responds to concerns

ELIZABETH MCARTHUR  |  FRIDAY, 20 DEC 2019
The Financial Adviser Standards and Ethics Authority today released a preliminary response to submissions from stakeholders on its much contested Code of Ethics, attempting to answer some of the many questions raised so far. FASEA consulted with stakeholders ...

ASIC alters adviser levy

ELIZABETH MCARTHUR  |  FRIDAY, 20 DEC 2019
The Financial Planning Association of Australia head of policy and standards Ben Marshan has pointed out that ASIC has quietly altered the per adviser levy recently. Marshan told Financial Standard that financial advice businesses which have budgeted ...

What you read in 2019: Financial advice

JAMIE WILLIAMSON  |  THURSDAY, 19 DEC 2019
... in August, the announcement that many advisers had been waiting for finally came - the deadline to meet new education standards was extended. Existing advisers received an additional year to complete the FASEA-approved exam and an additional two years ...

18 misconceptions about FASEA code

ELIZABETH MCARTHUR  |  THURSDAY, 19 DEC 2019
An education provider has outlined 18 common misconceptions relating to the Financial Adviser Standards and Ethics Authority Code of Ethics, which comes into effect on January 1. Roger Patterson, whose company Blue Path provides FASEA exam preparation ...