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Showing 891 - 900 of 1670 results for "Register"

FS Power50 announces most influential advisers

STAFF WRITER  |  MONDAY, 13 NOV 2017
... were also screened to ensure they are all licensed to provide personal advice based on the ASIC FAR (Financial Advisers Register), have met minimum professional educational standards, and are members of at least one industry association. The guide is ...

Aussie regtech readies firms for MiFID II

KARREN VERGARA  |  THURSDAY, 9 NOV 2017
An Australian regtech has partnered with the London Stock Exchange (LSE) to help local financial services firms address compliance in time for the looming MiFID II deadline. APIR Systems will be the LSE's registered agent in Australia and South East ...

ANZ Wealth partners for mental health support

JAMIE WILLIAMSON  |  MONDAY, 30 OCT 2017
ANZ Wealth is piloting a mental health coaching service in partnership with Remedy Healthcare. Customers lodging income protection claims relating to depression or anxiety will have the option to undertake a complimentary, phone-based Remedy Healthcare ...

US recommends asset manager stress tests be removed

DARREN SNYDER  |  FRIDAY, 27 OCT 2017
US Treasury released a report overnight that makes several recommendations for its financial services industry, including the elimination of statutory stress testing for investment managers. The stress testing call came as part of several recommendations ...

BEAR closer to legislation

KARREN VERGARA  |  FRIDAY, 20 OCT 2017
... they fail to crack down on bad practices, and claw back remuneration from individuals. "Banks will also be required to register individuals with APRA before appointing them as senior executives and directors. And APRA will have new powers to examine ...

Government names new ASIC chair

ALEX BURKE  |  TUESDAY, 17 OCT 2017
... to improve the quality of financial advice and financial literacy, and the establishment of a national business names register." Shadow Treasurer Chris Bowen welcomed the news of Shipton's appointment, saying the incoming chair "possesses a good mix ...

Voting opens for 2017 Power50

STAFF WRITER  |  MONDAY, 9 OCT 2017
Voting is now open for the 2017 Power50 list of Australia's most influential financial advisers. Last month Financial Standard received more than 600 nominations (including multiple nominations) on who should be recognised in the 50 Most Influential ...

ASIC outlines industry funding costs

ALEX BURKE  |  MONDAY, 9 OCT 2017
ASIC has released the forecast regulatory costs for industry participants as part of its new industry funding model. These costs vary across industry sectors. In the registered liquidator sector, for example, companies will have a minimum levy of $2500 ...

DomaCom appoints new Responsible Entity

JAMIE WILLIAMSON  |  MONDAY, 9 OCT 2017
Perpetual Trust Services will retire as responsible entity for DomaCom, having been replaced as part of a strategy for the fractional property investor to create a range of new products. DomaCom has appointed Melbourne Securities Corporation (MSC) as ...

Proceedings filed against CBA in Federal Court

ALEX BURKE  |  MONDAY, 9 OCT 2017
Funding for the shareholder class action against the Commonwealth Bank is now unconditional and proceedings have been filed in the Federal Court, marking the beginning of one of the largest shareholder class actions in Australian history. IMF Bentham ...