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Showing 891 - 900 of 1829 results for "Monitor"

CBA admits to anti-money laundering breaches, AUSTRAC flags new allegations

KARREN VERGARA  |  THURSDAY, 14 DEC 2017
... "introduced daily limits on cash deposits through IDMs" but only did so in November 2017. CBA also said it failed to adequately monitor 778,370 accounts as a result of "an error" it encountered after migrating data from two different systems between ...

APRA unveils proposed RSE reform package

KARREN VERGARA  |  WEDNESDAY, 13 DEC 2017
APRA has announced a raft of proposed changes that will ensure registrable superannuation entities are ultimately delivering the best outcomes for members. The regulator said it is ramping up its scrutiny of the performance and efficiency of RSE's business ...

MyPlanner enters ASIC radar

JAMIE WILLIAMSON  |  WEDNESDAY, 6 DEC 2017
Privately-owned dealer group MyPlanner has negotiated additional conditions on its AFSL after it was found to be providing poor financial advice and failing to adequately supervise its representatives. ASIC surveillance found there were MyPlanner advisers ...

SMEs lack cybersecurity resilience: ASIC

KARREN VERGARA  |  MONDAY, 4 DEC 2017
Financial services firms are tackling cybersecurity risks seriously but smaller organisations still have a long way to go according to the corporate regulator raising greater awareness on the issue. ASIC's Report 555 shows about three-in-four (74%) ...

Powell power

BENJAMIN ONG  |  THURSDAY, 30 NOV 2017
There wasn't really anything earth-shattering in US Federal Reserve Chair Janet Yellen's testimony before the Joint Economic Committee of the US Congress overnight where she discussed 'The Current Economic Outlook and Monetary Policy'. Growth is gaining ...

ASIC brings in disclosure expert to review RG97

ALEX BURKE  |  WEDNESDAY, 29 NOV 2017
... with the current legal requirements in good faith and not mislead consumers about fees and costs. ASIC will continue to monitor disclosure to consumers." At a recent industry conference, ASIC senior executive leader of investment managers and superannuation ...

Advisers call for exam, standards clarity

KARREN VERGARA  |  WEDNESDAY, 29 NOV 2017
Advisers are calling for much needed clarity around the new education standards, the code of ethics and what the formidable exam entails. The Financial Planning Association's head of policy and government relations, Ben Marshan, said several areas of ...

SuperConcepts launches admin tool

KARREN VERGARA  |  TUESDAY, 28 NOV 2017
... having to log on multiple times using multiple passwords. "Connected Services allows SMSF trustees to manage, implement, monitor and report on their investments, anywhere and at any time from the one place." Research SuperConcepts recently released with ...

QIC receives $200m green loan

EMMA RAPAPORT  |  THURSDAY, 23 NOV 2017
QIC's Global Real Estate shopping centre fund is set to benefit from a multi-million dollar boost to undertake improvements in energy performance across the portfolio. Specialist clean energy financier the Clean Energy Finance Corporation will invest ...

Decimal signs key partnership with UK consultancy

EMMA RAPAPORT  |  WEDNESDAY, 22 NOV 2017
... Tuesday industry super funds GuildSuper and Child Care Super adopted Decimal's digital advice solution to enable members to monitor and manage their accounts through personalised education and insights. Guild Trustee Services general manager Greg Everett ...