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Showing 71 - 80 of 6679 results for "Review"

Prime Value licence suspended over reporting failures

VINNY VUCAGO  |  MONDAY, 20 JUL 2026
... must also continue to comply with its ongoing licence obligations throughout the suspension period. Prime Value may seek a review of ASIC's decisions through the Administrative Review Tribunal. Prime Value is the responsible entity for eight registered ...

Another MWL adviser banned over Shield collapse

RIDDHIMA TALWANI  |  THURSDAY, 16 JUL 2026
... financial services law. While the banning order took effect from January 22, Niu lodged an application with the Administrative Review Tribunal (ART) seeking a review of ASIC's decision on the same day. She also lodged applications for a stay and confidentiality ...

Solaris wins mandate from Mercer Investments

KARREN VERGARA  |  THURSDAY, 16 JUL 2026
... lineup The fund manager line-up across Australian equities and small-caps funds also saw a shakeup following an investment review, which retained some incumbents and awarded fresh mandates at the same time. For the Mercer Australian Shares Fund, the ...

ASIC seeks to wind up Capital Guard AU

KARREN VERGARA  |  WEDNESDAY, 15 JUL 2026
... services business was sold in 2024 to its current management. Capital Guard's website is now inactive. Victims on customer review platform Trustpilot wrote they cannot contact their Capital Guard account managers, while their calls and emails go unanswered. ...

NAB-owned WealthHub cops $1m ASIC fine

VINNY VUCAGO  |  WEDNESDAY, 15 JUL 2026
NAB-owned online broker WealthHub Securities has been hit with a $1.055 million penalty after ASIC found it failed to accurately report regulatory data more than 9.5 million times over a decade. ASIC said he reporting failures undermined the corporate ...

Special Feature: Rewarding patient capital

PENNY PRYOR  |  TUESDAY, 14 JUL 2026
... The shift is reflected in the numbers. According to the Reserve Bank of Australia's March 2026 Financial Stability Review, global private equity assets under management reached US$10.9 trillion in September 2025, underscoring the sector's continued ...

Aware hikes fees for former TelstraSuper members

ELIZA BAVIN  |  TUESDAY, 14 JUL 2026
... merger with Aware Super, TelstraSuper informed Personal Plus members that their insurance arrangements were scheduled for review and premiums were likely to increase," Aware said. "Aware Super has now completed the independent market review, which aimed ...

Australian ETF industry closes in on $400bn

VINNY VUCAGO  |  MONDAY, 13 JUL 2026
... June with $372 billion in AUM, up 12.6% or $41.6 billion over the six months, according to Betashares' Australian ETF Review. The growth was driven by $30 billion in net inflows, matching the total amount invested into Australian ETFs during all ...

Treasury responds to Debelle's review into the AOFM

KARREN VERGARA  |  FRIDAY, 10 JUL 2026
Treasury has responded to the Guy Debelle-led review into the Australian Office of Financial Management (AOFM), agreeing to all six recommendations. Some of the recommendations included the AOFM implementing a lower liquidity buffer and continuing its ...

ASIC cancels Trive Financial's AFSL as review into CFDs continues

VINNY VUCAGO  |  FRIDAY, 10 JUL 2026
... cancellation took effect on July 1 and has been recorded on ASIC's Professional Registers. Trive retains the right to seek review of the decision through the Administrative Review Tribunal. The decision follows ASIC's broader review of Australia's CFD ...