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Showing 71 - 80 of 1144 results for "Notice"

Petra Capital fined over misreporting of 15k trades

MATTHEW WAI  |  THURSDAY, 5 FEB 2026
... was "significant". Petra has subsequently complied and paid the infringement in full. Compliance with the infringement notice is not an admission of guilt or liability, and by doing so, Petra Capital is not taken to have contravened subsection 798H (1) ...

Australian Unity cops fine for TMD, DDO failures

KARREN VERGARA  |  MONDAY, 2 FEB 2026
... sufficiently seriously," the judge said. Following the decision, Australian Unity was made to display an adverse publicity notice on the fund's website. In considering the penalty, Justice Moshinsky took into account AUFM's processes and governance ...

BPS Financial fined $14m over Qoin Wallet

ANGELIQUE MINAS  |  WEDNESDAY, 28 JAN 2026
... financial services business without an AFSL for 10 years. The court ordered that BPS Financial publish an adverse publicity notice on the Qoin Wallet platform and take steps to request the publisher of 'qoin.com' website also publish this notice. Also ...

EQT stands firm on defence, blames ASIC, third parties

KARREN VERGARA  |  MONDAY, 19 JAN 2026
Equity Trustees (EQT) is standing firm on defending itself against culpability for the Shield Master Fund collapse and ensuing investor losses, blaming ASIC for not doing its job, as well as third-party providers for their failures. Releasing its Summary ...

ATO to restrict travel over unpaid super obligations

ELIZA BAVIN  |  WEDNESDAY, 7 JAN 2026
The Australian Taxation Office (ATO) said it is actively using departure prohibition orders (DPOs) as part of a broader shift towards strengthening payment performance and debt collection. A DPO is an enforcement action available to the ATO to prevent ...

Netwealth to spend $101m compensating First Guardian victims

JAMIE WILLIAMSON  |  THURSDAY, 18 DEC 2025
... eroded," ASIC deputy chair Sarah Court said. "The action we've taken in the last few months puts super trustees well on notice: they are gatekeepers for their members' retirement savings and ASIC expects them to take active steps to monitor the ...

ASIC issues $2.2m infringement notices

ANGELIQUE MINAS  |  THURSDAY, 11 DEC 2025
... McCain Foods Australia, Outdoor Supacentre, Pearl Corporation of Australia, and White Fox Boutique. Each company faced a notice of at least $187,800. MJ Bale Group received a penalty of $198,000, as the notice was issued after the unit value had increased. ...

Chalmers accused of sitting on advice for MIS reforms

ELIZA BAVIN  |  THURSDAY, 4 DEC 2025
... advice it had provided to government, but not the dates the advice was provided, despite having requested the information on notice. "That's just a strange admission, because we asked for the number of times advice had been provided and the dates ...

ASIC allows more forms to be lodged via email

STAFF WRITER  |  THURSDAY, 4 DEC 2025
... Notification of return of members of firm of auditors 315 Notification of resignation, removal or cessation of auditor 318 Notice of application to court to manage corporation 488 Application to change the review date of a company or registered scheme ...

Challenger to take on TelstraSuper pension product

JAMIE WILLIAMSON  |  TUESDAY, 2 DEC 2025
... Pension product follows TelstraSuper shuttering its Direct Access offering. Members were caught off guard when they received notice the service would be closed within weeks, with the fund instructing them to sell down their holdings by January 9.