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Showing 111 - 120 of 1100 results for "Notice"

Family office buys into WNBL potential

JAMIE WILLIAMSON  |  TUESDAY, 2 JUL 2024
... However, earlier this month IP Australia ruled in favour of Bishop's firm. Denholm's Wollemi Capital Group has since lodged a notice to appeal the IP Australia decision in the Federal Court.

ASIC alerts licensees to experienced pathway deadlines

ANDREW MCKEAN  |  WEDNESDAY, 26 JUN 2024
... obligations related to the new experienced provider pathway. Starting from next week, AFS licensees must notify ASIC by lodging a notice when they receive a written declaration from a financial adviser eligible for the experienced provider pathway. Under ...

Ascot Securities hit with infringement notice for 'serious failures'

ANDREW MCKEAN  |  THURSDAY, 20 JUN 2024
Ascot Securities was issued an infringement notice by the Markets Disciplinary Panel (MDP) in November last year for serious failures, resulting in a $3.1 million penalty and a requirement to enter an enforceable undertaking. However, Ascot chose not ...

Court freezes assets of Keystone AM managed fund

ELIZA BAVIN  |  THURSDAY, 20 JUN 2024
The Australian Securities and Investments Commission (ASIC) has obtained interim orders from the Federal Court to freeze the assets of the Shield Master Fund (Shield), a registered managed fund overseen by Keystone Asset Management. ASIC said it sought ...

Sequoia chief learns his fate at EGM

ELIZA BAVIN  |  THURSDAY, 6 JUN 2024
... those who were associated with them and the extent of their voting power in Sequoia. According to a substantial shareholder notice lodged by Glennon on 11 April 2024, Jones, Cojones Pty Ltd, Vonetta Pty Ltd, Attenov Pty Ltd, and Glennon Capital were ...

Inflation debate: Older Australians accused of driving crisis

JAMIE WILLIAMSON  |  WEDNESDAY, 5 JUN 2024
... asked explicitly whether people over 65 are spending more, to which Bullock said she'd have to "take the specifics on notice" but that her understanding is that, in nominal terms, they are. On whether monetary policy could be used to curb this, Bullock ...

Major themes to watch in the ETF space

ELIZA BAVIN  |  THURSDAY, 23 MAY 2024
ETFs are set to see a surge in interest around gold, artificial intelligence (AI) and infrastructure listings, according to experts speaking at the inaugural Financial Standard Future Investing Forum this morning. Global X chief executive Evan Metcalf ...

ASIC issues experienced pathway guidance

KARREN VERGARA  |  WEDNESDAY, 22 MAY 2024
... to their licensee to confirm they meet the experienced provider criteria. From 1 July 2024, the licensees must lodge the notice on behalf of the experienced provider via ASIC Connect. "There is no deadline by which a person must make a declaration to ...

Sequoia seeks Takeovers Panel intervention

KARREN VERGARA  |  FRIDAY, 17 MAY 2024
... of their association and the extent of their collective voting power in Sequoia." According to a substantial shareholder notice lodged by Glennon on 11 April 2024, Jones, Cojones Pty Ltd, Vonetta Pty Ltd, Attenov Pty Ltd, and Glennon Capital are the ...

Magellan advances MGF conversion to open class

KARREN VERGARA  |  FRIDAY, 17 MAY 2024
Magellan Asset Management will go ahead with converting its Global Fund (ASX: MGF) into an open class structure. As the fund's responsible entity, Magellan Asset Management has advanced the conversion process since it was flagged in October of last ...