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Showing 71 - 80 of 237 results for "Dixon"

Life insurance complaints drop 24%

KARREN VERGARA  |  WEDNESDAY, 25 OCT 2023
... financial advice, investment and financial advice complaints rose 51% year on year to 4840. Some 1726 related to bad advice from Dixon Advisory and 656 came from foreign exchange-related complaints for Best Leader Markets. Stripping these out, there ...

Legacy issues, business overhaul plague E&P results

KARREN VERGARA  |  FRIDAY, 25 AUG 2023
... recovering and a boom in the Family Investment Office business by 45%. ASIC announced in early August that it was suing former Dixon Advisory & Superannuation Services (DASS) director Paul Ryan to the Federal Court in an alleged breach of duties that ...

ASIC takes Dixon Advisory director to court

KARREN VERGARA  |  FRIDAY, 4 AUG 2023
ASIC is taking former Dixon Advisory & Superannuation Services (DASS) director Paul Ryan to the Federal Court in an alleged breach of duties that led to creditors suffering significant losses. The corporate regulator believes Ryan put the interests ...

Advisers lacking PII sidestep AFCA rulings

KARREN VERGARA  |  FRIDAY, 28 JUL 2023
... received 4840 investment and financial advice complaints, up 51% year on year. However, 1726 related to bad advice from Dixon Advisory and 656 came from foreign exchange-related complaints for Best Leader Markets. Stripping these out, there were 2458 ...

GBST snaps up Advice Intelligence

ANDREW MCKEAN  |  TUESDAY, 25 JUL 2023
... growth of its digital advice solutions and I am certain we will achieve great things together." Meanwhile, GBST chair Beau Dixon commented: "The acquisition of Advice Intelligence further accelerates GBST's digital focussed growth agenda and delivers ...

ASIC sues Vanguard for greenwash in bond fund

RACHEL ALEMBAKIS  |  TUESDAY, 25 JUL 2023
... including but not limited to our range of ESG offerings" and strengthened capabilities through the appointment of Sybil Dixon as head of ESG product and additional compliance and product resourcing in the product disclosure and oversight teams and enhancements ...

E&P appoints new chief executive

KARREN VERGARA  |  FRIDAY, 30 JUN 2023
... step down on December 31. He will be replaced by head of E&P capital Ben Keeble. Anderson joined E&P in July 2019 as Evans Dixon, as it was previously known, faced several upheavals that included an investigation by ASIC into subsidiary Dixon Advisory ...

Large AFSLs lead advice complaints: AFCA

KARREN VERGARA  |  THURSDAY, 22 JUN 2023
... with 81 filed between July 2021 and December 2022. Isolating the high volume of financial advice-related complaints for Dixon Advisory and Superannuation Services of 1763 at the end of the period, AMP has the lion's share of complaints AFCA has registered. ...

Boutique appoints head of distribution

JAMIE WILLIAMSON  |  TUESDAY, 9 MAY 2023
... their practice and most importantly their client which really underpins what we do here," Miles said. Gamboa replaces Ben Dixon who served in the role since 2020. He recently joined private lender Koa Capital as distribution director. Innova is a provider ...

GBST acquires WealthConnect platform

ANDREW MCKEAN  |  WEDNESDAY, 3 MAY 2023
... there's more input and development required to reach its full potential," DeDominicis said. Anchorage Capital partner Beau Dixon commented on the acquisition, stating that the firm is pleased to back GBST in its ongoing expansion strategy, which ...