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Showing 71 - 80 of 101 results for "ASIC of"

SMSF direct property investment jumps 60pct

MARK SMITH | FRIDAY, 17 JUL 2015

... rise in market value of residential property is likely to account for most of the increase," he said. Colley also accused ASIC of stepping outside of its remit in drawing attention to the numbers. "ASIC's responsibility is to look at the provision of ...

ASIC suspends Dunfo Capital AFSL

ALEX BURKE | MONDAY, 16 MAR 2015

... tangible assets requirements and failed to comply with its AFSL's key person condition. Furthermore, it failed to notify ASIC of the above breaches within ten business days. ASIC's statement notes that the suspension may be revoked if Dunfo Capital is ...

NAB chief executive outlines misconduct policy changes

ALEX BURKE | TUESDAY, 24 FEB 2015

... concede, however, that further changes were required, indicating that in future incidences of misconduct, NAB would notify ASIC of any adviser dismissals and "[review] all files and [write] to all customers." NAB will also be reviewing the files of the ...

Advice register more detailed than expected

LAURA MILLAN | WEDNESDAY, 18 FEB 2015

... training information, as well as membership of professional bodies. Those included in the register will also need to notify ASIC of any relevant changes to their profile. The register will launch on March 31 and it is an initiative supported by all industry ...

Senate grills ASIC after it blocks 250,000 websites

LAURA MILLAN | TUESDAY, 2 DEC 2014

The Australian Securities and Investments Commission (ASIC) will face a Senate grilling after blocking a quarter of a million websites when it was seeking to prevent access to sites associated with investment fraud. A public hearing by the Senate Communications ...

Industry needs unified solution to insurance "failure": ASIC

LAURA MILLAN | THURSDAY, 23 OCT 2014

Insurers and financial advisers must stop pointing fingers and create a unified response to address insurance sector failures, the Australian Securities and Investments Commissions (ASIC) deputy chair Peter Kell said "This needs a collective response ...

ASIC changes depend on the government: Medcraft

LAURA MILLAN | FRIDAY, 27 JUN 2014

Changes to the Australian Securities and Investments Committee (ASIC) depend on the level of resilience that the government wants from the financial services regulator, ASIC chairman Greg Medcraft said. Medcraft spoke at a media conference the day after ...

ASIC admits wrongdoing in Senate hearing

LAURA MILLAN | FRIDAY, 11 APR 2014

The Australian Securities and Investments Commission (ASIC)'s top officials admitted that the regulator could have done more to prevent poor advice and malpractices in a tense five-hour Senate hearing. The hearing focused on ASIC's performance in dealing ...

Whistleblower claims the existence of 100 CBA rogue advisers

LAURA MILLAN | MONDAY, 24 MAR 2014

... "encouraged CFP and in turn CBA, to believe that they could, with impunity, cover up what had occurred." Morris accused ASIC of promoting the idea that "all was fine with the major players in the advice industry." This is explained by the regulator's ...

Better ASIC-AFP relationship could lead to more prosecutions

LAURA MILLAN | MONDAY, 24 FEB 2014

There could be more legal prosecutions if the "inefficient" relationship between the Australian Securities and Investments Commission (ASIC) and the Australian Federal Police (AFP) was remedied, the Senate Economics Reference Committee has heard. ASIC ...

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Invesco launches new equity fund

ELIZA BAVIN

Invesco said the new fund will give Australian investors access to a systematic global equity strategy with a 20-year track record.

FCA pursues Neil Woodford again

KARREN VERGARA

The Financial Conduct Authority (FCA) is going after failed fund manager Neil Woodford again, this time for allegedly providing unauthorised investment advice via W4.0, his Dubai-based investment platform.

Former APRA deputy chair launches retirement solutions startup

KARREN VERGARA

A former APRA deputy chair has launched CipherIQ, a new venture that provides retirement solutions via account-based pensions in partnership with superannuation funds, financial advisers and retirees.

Global X launches space tech ETF

MATTHEW WAI

Global X has now launched the space tech ETF (ASX: MOON).

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