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Showing 71 - 80 of 717 results for "AL Capital"

Another MWL Financial Services adviser banned

ANGELIQUE MINAS  |  THURSDAY, 12 FEB 2026
Effective February 5, ASIC banned former MWL Financial Services (MWL) adviser Neil McPherson for giving advice to certain clients that was not in their best interests. An investigation found that during his tenure with MWL, McPherson recommended some ...

Rapid AI adoption leads to heightened private market engagement: Nuveen

MATTHEW WAI  |  THURSDAY, 5 FEB 2026
With almost all institutional investors leaning into artificial intelligence (AI) in some form, they're also driving capital into private infrastructure investments, including data centre buildouts powering AI growth, a survey found. Nuveen's annual ...

Interprac ordered to pay $120k over Shield advice, blames Macquarie

MATTHEW WAI  |  TUESDAY, 3 FEB 2026
Interprac Financial Planning will need to pay approximately $120,000 in compensation to a complainant over inappropriate advice provided in relation to the Shield Master Fund, the Australian Financial Complaints Authority (AFCA) lead decision reveals. ...

HMC Capital wholesale head exits for COO position

ELIZABETH FRY  |  THURSDAY, 29 JAN 2026
HMC Capital's head of wholesale distribution has departed after 18 months to join an equities investment manager. Tim Koroknay has left David Di Pilla's ASX-listed alternatives firm to take up the role of operating chief at the staff-owned WaveStone ...

Former UGC adviser's appeal against ASIC ban accepted

MATTHEW WAI  |  TUESDAY, 27 JAN 2026
A former United Global Capital (UGC) financial adviser has had his banning order shrunk by half after a successful appeal to the Administrative Review Tribunal. Milutin Petrovic was banned from providing financial services or performing any function ...

Janus Henderson to acquire Richard Bernstein Advisors

ELIZA BAVIN  |  TUESDAY, 27 JAN 2026
Janus Henderson has entered into an agreement to acquire 100% of Richard Bernstein Advisors. Richard Bernstein Advisors is an investment manager focused on longer-term investment strategies that combine top-down, macroeconomic analysis and quantitatively ...

Sovereign funds, instos raise $217m for Qld space tech developer

MATTHEW WAI  |  WEDNESDAY, 21 JAN 2026
A group of institutional investors, including various super funds, and the National Reconstruction Fund Corporation (NRFC), Australia's sovereign investor in manufacturing capability, have formed a conglomerate to raise more than $217 million for ...

Partners Group launches new strategy, appoints lead

MATTHEW WAI  |  WEDNESDAY, 21 JAN 2026
A Sydney-based executive has joined Partners Group as the global head of special opportunities to oversee the business's latest offering. Partners Group has launched a special opportunities strategy, dubbed a complementary program alongside private ...

MWL complainants given $100k in lead decision outcome

MATTHEW WAI  |  MONDAY, 19 JAN 2026
The Australian Financial Complaints Authority (AFCA) has finalised its review of MWL Financial Services' lead decision, confirming the business, which is in liquidation, did not act in the complainant's best interest. In December, AFCA unveiled the ...

State Street boosts digital asset access with new platform

MATTHEW WAI  |  FRIDAY, 16 JAN 2026
State Street has launched a new digital asset platform as it looks to broaden institutional investors' access to the asset class. The new platform enables State Street to continue to develop "core products" like tokenised money markets funds (MMFs) ...