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Showing 881 - 890 of 6955 results for "March"

Wilsons Advisory fined $550k by ASIC MDP

JAMIE WILLIAMSON  |  FRIDAY, 3 FEB 2023
... the best available bid or offer prices. The transactions that caught ASIC's eye occurred over a three-week period in March 2022. After ASIC raised concerns over the transactions, Wilsons told the regulator it did not have a specific post-trade alert ...

AMP completes infrastructure equity business sale

ANDREW MCKEAN  |  FRIDAY, 3 FEB 2023
... day-to-day management control, would take place at the first completion stage. First completion is expected to occur by March 2023, with the final completion dependent on the ownership of CLAMP being transferred in accordance with the existing share ...

Federal Reserve increases rates 25bp

CASSANDRA BALDINI  |  THURSDAY, 2 FEB 2023
The US Federal Reserve has increased its benchmark interest rate by 25 basis points, the smallest move since March last year. The quarter-point increase shifted rates to 4.75% from 4.5%. In making the announcement the Fed signaled more rate rises could ...

APRA restructures, appoints new executive directors

CHLOE WALKER  |  WEDNESDAY, 1 FEB 2023
... commodities and global markets group, she transformed the first line of defence risk function. These appointments take effect from March 1, although Magill will join in May.

Another Diversa offering bites the dust

JAMIE WILLIAMSON  |  TUESDAY, 31 JAN 2023
... under management and 3124 members. These members have now been notified that DIY Master Plan is to be wound up on or around March 1. All the products within DIY Master Plan are to be moved to HUB24 Super by way of a successor fund transfer. These include ...

Former planner pleads guilty to dishonest conduct

CASSANDRA BALDINI  |  FRIDAY, 27 JAN 2023
... counts of engaging in dishonest conduct whilst running a financial services business. ASIC found that between February and March 2015, Bradley Grimm engaged in dishonest conduct on five occasions and transferred funds between two of his clients' self-managed ...

Bloom raises $500k in seed funding

RACHEL ALEMBAKIS  |  FRIDAY, 20 JAN 2023
... as its executive director. He will lead Bloom's community, partnerships and operations. Bloom Impact was launched in March 2022, having secured $675,000 in a pre-seed raise in late 2021, with the pre-seed raise led by EnergyLab, which is sponsored ...

Natixis APAC lead takes bigger role

JAMIE WILLIAMSON  |  WEDNESDAY, 18 JAN 2023
The head of Asia Pacific for Natixis Investment Managers is being promoted to a new position. From March, Fabrice Chemouny will serve as head of international distribution. In this role he will oversee the distribution activities of EMEA, APAC and Latin ...

From strength to strength: GQG Partners

ANDREW MCKEAN  |  WEDNESDAY, 18 JAN 2023
... clients; it's also allowing advisers and advice businesses to implement their ideas more quickly and efficiently." Since March 2020, GQG has recruited US$1.5 billion in flows from the wholesale channel, much of which through managed accounts. Active ...

AAT upholds AFSL cancellation

CHLOE WALKER  |  THURSDAY, 12 JAN 2023
... 2013 and 2018, Olive operated both a managed discretionary account (MDA) service and a superannuation rollover business. In March 2020, ASIC cancelled the AFS licence of the Gold Coast-based financial services business following concerns it had breached ...

Editor's Choice

Global X awards mandate for ETF business

ELIZA BAVIN
Global X has awarded a new custody and administration mandate for its Australian ETF business.

Bell Asset Management launches small-caps fund

KARREN VERGARA
Bell Asset Management has formally launched its Australian Small Companies Fund, which is run by former Tyndall Asset Management portfolio managers.

Former Australian Ethical finance chief lands new gig

MATTHEW WAI
The former chief financial officer of the ethical investment manager has joined a local finance company after wrapping up his tenure at AUB Group.

MySuper assets pursue $1.5tn Choice sector

KARREN VERGARA
MySuper assets are fast catching up to the $1.5 trillion Choice sector, hitting nearly $1.2 trillion in the March quarter.

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