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Showing 881 - 890 of 997 results for "Cooper"

No bank is ready for AML

WWW.THESHEET.COM  |  FRIDAY, 15 JUN 2007
The gaming sector is well ahead of financial institutions in adapting to the new anti money laundering and counter-terrorism financing laws according to a survey conducted by Pricewaterhouse Coopers in March. The survey also revealed that 90 percent ...

Global indices are dinosaurs: Schroders

CHRIS NICHOLLS  |  TUESDAY, 12 JUN 2007
... going to find something in that universe that represents pretty good value to be buying," said chief executive officer Greg Cooper Pointing to Schroders' Global Active Value (GAV) fund, Cooper said the future lay in unconstrained, highly diversified ...

Regulation of private equity unlikely to change

Regulation of private equity firms is unlikely to change, Jeremy Cooper, deputy chair of the Australian Securities and Investments Commission, told an industry conference this week. Cooper told the annual conference of the Securities and Derivatives ...

Keysbrook joins national best practice project

HAMISH MADDEN  |  TUESDAY, 5 JUN 2007
Western Australian based Keysbrook Financial Services has joined the "Best Advice" project, a national cooperative project between privately owned financial planning businesses to develop a best practice model for implementation in their individual ...

ASIC and Citigroup lock horns on insider trading

... industry: having adequate arrangements for managing inside information and dealing with conflicts of interest," said Jeremy Cooper, ASIC's deputy chairman. "ASIC is saying that Citigroup fell down on both fronts in relation to its role as adviser to ...

Adviser jailed for five and a half years

HAMISH MADDEN  |  FRIDAY, 9 FEB 2007
An unlicensed Queensland adviser has been jailed for five and a half years for fraud involving hundreds of thousands of dollars of client money. Shane Hoy was sentenced to five and a half years jail by the Brisbane District Court after an Australian ...

Everything old is new again, now: Schroders

HAMISH MADDEN  |  THURSDAY, 1 FEB 2007
... the long-only managers and they're a lot better resourced and in a better position than most of the hedge funds." Greg Cooper, Schroders chief executive officer, also pointed out that the preoccupation with defining new and more sophisticated investment ...

Wealth managers will have difficulty with AML

WWW.THESHEET.COM.AU  |  FRIDAY, 1 DEC 2006
The financial services organisations that will struggle most with the introduction of anti-money laundering programs are those that may otherwise be least affected by it - the life companies and investment managers in the wealth management sector. Steve ...

Schroders beefs up distribution

... of product and marketing. Hayden Briscoe also joined from Colonial in October as a fixed income portfolio manager. Greg Cooper, Schroders chief executive, said the hiring spree was to ensure the company has all the resources it needs as it prepares to ...

ASIC shadow shop draws zero consumer complaints

ALEX DUNNIN  |  THURSDAY, 16 NOV 2006
... in the Senate to the minister representing the Treasurer who is responsible for ASIC, whether ASIC deputy chair Jeremy Cooper was aware of such a letter and how many complaints were received? "Did Mr Cooper advise the committee that the purpose of the ...