Search Results | Showing 871 - 880 of 9814 results for "Advisers" |
| | | ... maintain and preserve electronic communications". This is according to the SEC, which charged 26 broker-dealers, investment advisers, and dually registered broker-dealers, and investment advisers. The SEC found "pervasive and longstanding use of unapproved ... |
| | | | ... were received during the year from the aligned dealer group. "Practice managers are focussing on helping our financial advisers lift their revenue, attract more clients, and build their businesses. Our focus will remain on generating inflows through ... |
| | | | ... Europe, the APAC region is rapidly gaining recognition," Narayan said. Separately, Preqin has partnered with BT to offer advisers "comprehensive resources" to improve their understanding and expertise in private markets. BT noted that, local private ... |
| | | | ... Briggs said. "Performance testing for different types of superannuation products should be sensitive to the role financial advisers play in taking a total-portfolio approach to a consumer's financial affairs. "The FSC supports performance testing ... |
| | | | JANA Investment Advisers has been mandated by a Melbourne advice firm to provide managed account consulting services. JANA announced a new agreement with Investor Wealth, providing consultancy and support services related to managed accounts, including ... |
| | | | The financial advice sector could see the number of registered advisers sink to 11,000 and as low as 5500 in 20 years' time, Rainmaker Information predicts. These are some of the scenarios forecasted in the Rainmaker Adviser report. A more optimistic ... |
| | | | ... Synchron for $8 million, creating one of the country's largest non-aligned dealer groups at the time with more than 600 advisers and $16 billion in FUA. In 2021, it acquired Sentry Group for $7 million. "We've seen compounding growth in underlying ... |
| | | | ... JBWere, Pendal, Perennial, and Zurich. Expand now houses 64 SMAs and provides both multi-asset and single-sector options. Advisers can also access over 500 managed funds, listed shares, and other investment options on Expand Extra. The expansion comes ... |
| | | | ... are institutional. Rainmaker data shows Netwealth owns a 5% market share of the platforms sector that services aligned advisers. For non-aligned advisers, it has a 6.5% market share. This is in similar stead to competitor HUB24, which reported FUA of ... |
| | | | ... de-listings as many active ETFs remain at unviable funds under management (FUM) from lack of flows. This also means the advisers and investors must consider the survivorship of strategies." Neiron concluded that 64 of the 119 active ETFs listed in Australia ... |
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