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Showing 861 - 870 of 1793 results for "EXCEPT"

FPA disciplines two members

HARRISON WORLEY  |  MONDAY, 4 MAR 2019
Two Financial Planning Association of Australia members have faced immediate sanctions following determinations from the association's Conduct Review Commission. On Friday the FPA said two members would be stripped of their membership and professional ...

IFM Investors adds policy director

KARREN VERGARA  |  THURSDAY, 28 FEB 2019
The former director of policy at Industry Super Australia is joining IFM Investors. Zachary May takes on the newly-created role of executive director of strategy and policy. Prior to joining ISA, May worked at the US Securities and Exchanges Commission ...

AFA rebukes ideological drive against conflicted remuneration

HARRISON WORLEY  |  WEDNESDAY, 27 FEB 2019
The Association of Financial Advisers came out swinging in a public response to the Royal Commission's final report this morning. Speaking at the Sydney leg of the association's annual Connect Tour, AFA general manager of policy and professionalism ...

Family office backs new boutique

KANIKA SOOD  |  TUESDAY, 19 FEB 2019
... will be based in Hong Kong. Stonehorn's first fund, the Stonehorn Asia Equity Fund, will invest in about 30 Asian stocks (except Japan) without constraints of the benchmark, sector, country and market-caps. It's expected to launch in April to June this ...

K2 posts losses, signs on distributor

KANIKA SOOD  |  THURSDAY, 14 FEB 2019
K2 Asset Management has signed a new distribution agreement for its funds as the business posted close to $560,000 in after-tax losses for the six months to December 31. Principals Funds Management will distribute K2's funds. The company specialises ...

Brexit is history: Chief Economists Forum

HARRISON WORLEY  |  THURSDAY, 7 FEB 2019
... the strategy the firm will take after that date, and is deliberating whether to hedge or not. "I can't do anything except stay out until we get through at the end of March, because I've got no information that I can actually hedge my portfolios ...

Conflicts of interest recommendation falls short

KARREN VERGARA  |  MONDAY, 4 FEB 2019
Industry Super Australia has criticised the banking Royal Commission final report for falling short of addressing conflicts of interest. Industry Super Australia said the structure of the industry and other profit-to-member super funds has avoided such ...

Grandfathered commissions to be banned

JAMIE WILLIAMSON  |  MONDAY, 4 FEB 2019
Grandfathered commissions will be banned from 1 January 2021. Responding to the release of the Royal Commission's final report, Treasurer Josh Frydenberg has confirmed the payment of grandfathered commissions will be outlawed. Further, from 1 January ...

Ongoing service arrangements should be tightened: Hayne

JAMIE WILLIAMSON  |  MONDAY, 4 FEB 2019
... Further, the arrangement may neither permit nor require payment of fees from any account held for or on behalf of the client except with the client's express written authority at the time of the review. "It is, and must be, a matter for client and ...

TAL to offer FASEA masterclass

HARRISON WORLEY  |  THURSDAY, 31 JAN 2019
TAL will offer a FASEA masterclass to help advisers meet the new education requirements. TAL said 2019 would see the life insurer support financial advisers to satisfy the FASEA education standards through its Risk Academy program. A new FASEA Masterclass ...