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Showing 851 - 860 of 1241 results for "licensees"

Super law changes "political suicide"

ALEX BURKE  |  FRIDAY, 4 SEP 2015
... come in to Australia to do the same. Because of this, he said there was a growing opportunity for specialist advice licensees that focus on national and international taxation law. "There's a number of people from Australia who work overseas, whether ...

ANZ restructures advice licensees

LAURA MILLAN  |  FRIDAY, 4 SEP 2015
ANZ will bring together the management teams of two of its financial planning licensees and as a result Millennium3 chief executive Richard Klipin will step down from his role. ANZ will consolidate the management teams of Millennium3 and Financial Services ...

BT develops digital learning tool for advisers

STAFF WRITER  |  FRIDAY, 4 SEP 2015
... time," BT Group Licensee's head of licensee development Annick Donat said. BT Financial Group general manger of group licensees Phil Butterworth said: "Advisers must not only meet educational standards but maintain them as well." Dealer groups that will ...

Adviser linked to Spring FG banned for document forgery

LAURA MILLAN  |  THURSDAY, 3 SEP 2015
... and Investments Commission (ASIC) said that Hunter has been an authorised representative of various financial services licensees dating back to 2002. The regulator's investigation found that Hunter was falsifying Westpac finance letters to MOGS to get ...

CORRECTION: AFA COO joins netwealth

STAFF WRITER  |  THURSDAY, 27 AUG 2015
... Pathway Licensee Service. He will also provide compliance, technology, research and education services to more than 200 licensees. Anderson will focus on education and infrastructure support for licensees and planners. His appointment follows that of ...

AMP names new Charter and ipac managing director

STAFF WRITER  |  FRIDAY, 21 AUG 2015
... Advice businesses. Mitchell-Adams previously led AMP's national sales team responsible for servicing the group's advice licensees across platforms, investments, insurance, SMSF and AMP Bank. He has been with AXA and AMP since 2001 and previously held ...

Life reforms see AIA boost team

STAFF WRITER  |  TUESDAY, 18 AUG 2015
Helping licensees and advisers navigate the latest life insurance reforms has led to AIA Australia making several additions to its strategic partnerships team. Joining AIA Australia as head of strategic partnerships is Kristen Lennis-Harvey who will ...

Centrepoint in talks to build ex-insto advice network

ALEX BURKE  |  TUESDAY, 11 AUG 2015
More advice practices are looking to depart institutionally-aligned dealer groups and join independent licensees, according to Centrepoint Alliance. As Centrepoint managing director John de Zwart put it in a statement, "The days of adviser practices ...

ASIC financial services enforcements down 10%

ALEX BURKE  |  THURSDAY, 6 AUG 2015
... enforcement report that it intends to develop a regulatory guide on remediation programs by Australian financial services licensees. "We want to ensure that if an AFS licensee needs to provide remediation, they do so in a way that is fair, honest and ...

ASFA concerned about board governance timeline

DARREN SNYDER  |  TUESDAY, 4 AUG 2015
... boards. In a letter to the Australian Prudential Regulation Authority (APRA), the association has asked that all RSE licensees be given until 31 December 2016 to prepare their transition plan. ASFA chief executive Pauline Vamos said it was the association's ...