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Showing 851 - 860 of 6694 results for "Securities"

ASIC drops Regal action

ANNABELLE DICKSON  |  WEDNESDAY, 16 JUN 2021
The Australian Securities and Investments Commission (ASIC) has dropped enforcement action against Regal Funds Management following an investigation in 2019. Regal has received a formal no-action letter from the corporate regulator confirming that no ...

Schroders Capital adds private assets unit

KARREN VERGARA  |  FRIDAY, 11 JUN 2021
... private equity, securitised products and asset-based finance, private debt, real estate, infrastructure, insurance-linked securities and impact investment manager BlueOrchard, which the firm has a majority stake in. In Australia, the local private debt ...

Macquarie sweeps Investment Leadership Awards

KARREN VERGARA  |  FRIDAY, 11 JUN 2021
... International Shares Select Exclusions Index Fund Australian Listed Property Charter Hall Group - Charter Hall Maxim Property Securities Fund International Listed Property Bennelong Funds Management - Quay Global Real Estate Fund Infrastructure ClearBridge ...

FinClear to acquire BNY subsidiary

KARREN VERGARA  |  THURSDAY, 10 JUN 2021
... local execution and settlements business to FinClear for an undisclosed amount. FinClear is set to takeover Pershing Securities Australia in a bid to scale and enhance Holder Identification Number (HIN)-based platform services. FinClear said it is too ...

Boutique hires from Allan Gray

KANIKA SOOD  |  THURSDAY, 10 JUN 2021
... up in 2009 by Black, who had previously worked at Challenger as a portfolio manager, at DBS Bank in Singapore and TD Securities in Toronto. Its $350 million in total assets is primarily from the advised market.

Interprac grows advice network

KARREN VERGARA  |  THURSDAY, 10 JUN 2021
Interprac Securities is set to fully acquire two financial advice practices located in Melbourne and Hobart. Interprac Securities will acquire Hobart-based FF Planning Solutions and Melbourne-based SFG Financial Services (not to be confused with Shadforth) ...

Government to strengthen FMI

ANNABELLE DICKSON  |  WEDNESDAY, 9 JUN 2021
... critical role in the operation of financial markets and the financial system more broadly, supporting $18 trillion in securities transactions and $185 trillion in notional value of derivatives transactions every year," treasurer Josh Frydenberg said. ...

AUSTRAC investigates NAB, JBWere

KARREN VERGARA  |  MONDAY, 7 JUN 2021
... customer due diligence, and its ability to comply with AUSTRAC's AML and CTF program. NAB's subsidiaries JBWere, Wealthhub Securities (nabtrade), Medfin Australia and AFSH Nominees will also be investigated. AUSTRAC said its concerns emanate from historical ...

Principal Real Estate wins SMA mandate

ANNABELLE DICKSON  |  MONDAY, 7 JUN 2021
... management. It has been designed for the CoreSeries Portfolios available on BT Panorama. The Principal Global Real Estate Securities strategy aims to outperform the FTSE EPRA Nareit Developed (Net) Index. It focuses on exploiting mispricing at a stock ...

Primewest accepts merger offer

ANNABELLE DICKSON  |  FRIDAY, 4 JUN 2021
... Schwartz and Jim Litis have accepted the takeover bid and merger proposal. Securityholders that represent 76% of Primewest securities have also informed Centuria of their acceptance. Back in April, Centuria entered a bid implementation deal to merge ...