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Showing 861 - 870 of 6694 results for "Securities"

ASIC increases short selling surveillance

KARREN VERGARA  |  THURSDAY, 3 JUN 2021
... excessive market optimism. However, activist short sellers can also unfairly distort the price of a target entity's securities, which is harmful to the integrity of our markets," Armour said.

GAM hires from BlackRock

JAMIE WILLIAMSON  |  TUESDAY, 1 JUN 2021
... appointment comes as GAM takes on a new mandate from an unnamed, "prestigious" institution to invest in insurance-linked securities. With the Australian business' assets under management now sitting at about $3 billion, the manager is also adding ...

ASX deputy chief executive resigns

KANIKA SOOD  |  WEDNESDAY, 26 MAY 2021
... refers to the Sydney Futures Exchange which in 2006 merged with the Australian Stock Exchange to become the Australian Securities Exchange (ASX). "Peter is a strong advocate for embracing new technology to deliver innovation and efficiency across our ...

Industry fund ups admin fees

KARREN VERGARA  |  MONDAY, 24 MAY 2021
... achieving potential higher returns for members. The cash option currently invests in a mix of short-term money-market securities that include call and term deposits, bank bills, negotiable certificates of deposit, and short-dated floating rate securi ...

State Street names sales executive

KARREN VERGARA  |  WEDNESDAY, 19 MAY 2021
State Street has appointed a former Macquarie Securities executive to its outsourced execution team. Based in Sydney, Damian Hoult joined the firm on May 17 as a new outsourced trading sales executive, finishing recently as Basis Global Analytics' chief ...

Macquarie Securities slapped with $126k fine

KARREN VERGARA  |  TUESDAY, 18 MAY 2021
Macquarie Securities Australia (MSA) has copped a $126,000 fine for breaching market integrity rules, making this its fifth infringement in the last six years. The Markets Disciplinary Panel (MDP) found that MSA failed to follow a client's instruction ...

EFM appoints EQT on Aussie launch

ANNABELLE DICKSON  |  TUESDAY, 18 MAY 2021
... companies in the global financial services and technologies sectors." The portfolio typically comprises of between 30 to 50 securities and is aimed at long-term investors seeking capital growth from unhedged investments in global equity markets. The ...

Boutique firm expands team

ANNABELLE DICKSON  |  TUESDAY, 18 MAY 2021
... at Arrive Wealth Management and director of financial planning and investment advisory at PwC. King joins from ipac Securities where he was a private client adviser for the last six years. Prior to this King was a director and senior financial planner ...

Investment Leadership Awards finalists named

JAMIE WILLIAMSON  |  MONDAY, 17 MAY 2021
... Int Shares Select Exclusions Index Fund Australian Listed Property Charter Hall Group - Charter Hall Maxim Property Securities Fund Macquarie Investment Management - Macquarie Property Securities Fund Pendal Group - Pendal Property Investment Fund Pendal ...

Loomis Sayles wins super fund mandate

KARREN VERGARA  |  FRIDAY, 14 MAY 2021
... of Statewide have access to a strategy specifically built to reflect the current low-rate environment. Asset-backed securities are typically different forms of debt like mortgages, credit card debt and student loans, packaged up. Loomis Sayles offers ...