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Showing 851 - 860 of 3538 results for "Reporting"

Institutional Shareholder Services to acquire Rainmaker Information

MICHELLE BALTAZAR  |  THURSDAY, 22 JUL 2021
... market leading combination of proprietary datasets, industry benchmarking, research, and sales and asset market share reporting, all fully integrated and accessible through the RainmakerLive software platform. Rainmaker also has a significant media ...

Modern slavery obligations fall by the wayside: ACSI

KARREN VERGARA  |  WEDNESDAY, 21 JUL 2021
... their concerns with supply chain risks rather than modern slavery risks within their operations. Almost 65% of their reporting did not identify any general modern slavery risk areas/factors relating to company operations. ACSI suggests that the lack ...

First Sentier appoints head of people, culture

ELIZABETH MCARTHUR  |  TUESDAY, 20 JUL 2021
First Sentier appointed a chief people and culture officer, reporting to chief executive Mark Steinberg. Melanie Halsey steps into the position, based in London. Halsey joins First Sentier on September 6. She was most recently executive vice president ...

ASIC spells out IDR reporting

ANNABELLE DICKSON  |  TUESDAY, 20 JUL 2021
The corporate regulator has released the internal dispute resolution (IDR) reporting documents including a data dictionary and glossary. Financial firms across the industry will be the first to test the documents in a pilot later this year in what marks ...

Jennison hires head of ESG

ELIZABETH MCARTHUR  |  MONDAY, 19 JUL 2021
... income manager Jennison has hired a head of ESG strategy. Guillaume Mascotto steps into the role, based in New York, reporting to head of product and strategy Peter Clark. Jennison is an affiliate manager of PGIM, the global asset management business ...

Capital Group hires T.Rowe Price executive

ANNABELLE DICKSON  |  THURSDAY, 1 JUL 2021
... Darren Hall was previously announced as his replacement. Brewer commences the role today and will be based in Sydney, reporting to head of client group for Europe and Asia Guy Henriques. He was previously director and head of distribution at Schroders ...

ASIC consults on market integrity rules

ANNABELLE DICKSON  |  THURSDAY, 1 JUL 2021
... derivatives advisers, trades with price improvement, trade confirmations for non-retail clients and regulatory data reporting. In addition, it proposes amendments to the Futures Market Integrity Rules covering prohibited employment, suspicious activity ...

Better Advice regulations hit parliament

KARREN VERGARA  |  FRIDAY, 25 JUN 2021
... take against advisers include warnings or reprimands; directions to undertake training, supervision, counselling or reporting; and the suspension or cancellation of registrations. It can issue an infringement notice or recommend that ASIC apply to the ...

Aussie investors optimistic about returns

KARREN VERGARA  |  FRIDAY, 25 JUN 2021
... their investments. About 81% said they felt financially secure. Attitudes toward retirement were also positive, with 73% reporting they are confident they will be financially secure in their later years, despite 61% stating that they will need to work ...

Rest appoints Aussie equities head

ANNABELLE DICKSON  |  MONDAY, 21 JUN 2021
... investment analyst at EISS and also at FuturePlus Financial Services. Drew will commence in July in the Sydney office, reporting to the newly appointed head of listed assets Kiran Singh. "During the past six months, we've expanded the internal expertise ...