Search Results | Showing 851 - 860 of 9003 results for "Regulator" |
| | | Markets have all but recovered from when 'Liberation Day' threatened a meltdown, and asset classes of all flavours are pushing to new highs. But with valuations ahead of fundamentals amid uncertainty, fixed income is in focus as investors look ... |
| | | | The ASX recorded $1.12 billion in operating revenue in the 12 months to 30 June 2025, a 7.3% surge from the previous corresponding period. Underlying net profit after tax (NPAT) grew 7.5% to $510 million, while statutory NPAT recorded a lower growth ... |
| | | | ... 'core obligations' - within 30 calendar days of it becoming known. The regime came into effect in October 2021. The regulator alleges that, between October 2021 and September 2024, Mercer Super had inadequate systems in place to comply with the ... |
| | | | The Federal Court has ordered National Australia Bank (NAB) and its subsidiary ASFH Nominees to pay a pecuniary penalty of $15.5 million for failing to respond to customers facing hardship. The court found that between 2018 and 2023, NAB and ASFH failed ... |
| | | | Superannuation funds delivered strong performance in Q2 2025, particularly among higher-risk options, according to Morningstar's inaugural Superannuation 360 Quarterly report. The report found that Aggressive and Growth peer group averages led the way ... |
| | | | ... appetite being there. Before RG97 was introduced, allocations sat at about 13%; today, they're about half that. The regulator said it will look to make appropriate changes to the requirements without undermining disclosures. "This is exactly the ... |
| | | | The Administrative Review Tribunal has upheld ASIC's decision to ban United Global Capital (UGC) director Joel James Hewish for 10 years, after he lodged a review of the ban handed down in June 2024. The Tribunal conducted two hearings since the application ... |
| | | | ... inside information and encouraged others to also invest in the shares. Between 4 January 2024 and 8 October 2024, the regulator also alleged he operated a financial services business without an AFSL. Based in New South Wales' Blue Mountains, Forrest ... |
| | | | Flaws in Delivering Better Financial Outcomes (DBFO) Tranche 1 has inundated financial advisers with angst and more administrative work thanks to confusion surrounding account number inclusion in consent forms, according to the Financial Advice Association ... |
| | | | In its fourth of five papers addressing productivity hurdles in Australia's economy ahead of the government's Economic Reform Roundtable, the Productivity Commission (PC) has recommended paring back some of the entry requirements that have impacted ... |
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