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Showing 831 - 840 of 8316 results for "Retail"

Link Group appoints general manager

CHLOE WALKER  |  MONDAY, 20 MAR 2023
... asset and wealth management at KPMG Australia. She has also held senior leadership positions at Mercer, including head of retail growth and partnerships strategy and principal partnerships leader. In her new role, Morberger will assume responsibility ...

ASIC grants MSC Trustees new powers

KARREN VERGARA  |  MONDAY, 20 MAR 2023
... Fletcher said: "This is a fantastic development for Australian companies seeking to raise debt and a positive outcome for retail and wholesale investors." "Raising capital from the Australian corporate debt market has presented real challenges to Australian ...

AMP, Dexus reach final sale agreement

CHLOE WALKER  |  MONDAY, 20 MAR 2023
... key pillar of the strategy to simplify AMP. "The sale allows AMP to have a clear focus on our go forward businesses of retail banking and wealth management in Australia and New Zealand," George said. "We will continue to build on the hard work of the ...

NZ advisers begin new licensing regime

KARREN VERGARA  |  FRIDAY, 17 MAR 2023
... advice providers (FAPs) must hold or operate under a full licence from the Financial Markets Authority to be able to service retail clients. Kiwi advisers previously operated under three categories: Registered Financial Adviser (RFA), Authorised Financial ...

BT's Advance AM hit with stop orders

JAMIE WILLIAMSON  |  FRIDAY, 17 MAR 2023
... spectrum' but did not define what these concepts meant," ASIC said. "It is therefore not possible to accurately determine which retail investors fall within the target market for each fund." The regulator said the distribution conditions outlined in ...

Advice group chief fakes exam result, banned

JAMIE WILLIAMSON  |  THURSDAY, 16 MAR 2023
... and provided the altered document to ASIC. During the nine months that followed, Karamian provided personal advice to 11 retail clients when he was not authorised to do so. Karamian was deemed incompetent and not a fit and proper person to provide financial ...

GBST revamps wealth platform, unveils corporate rebrand

ANDREW MCKEAN  |  WEDNESDAY, 15 MAR 2023
... trusts, personal pensions, and annuities. "We have a diversity of potential client opportunities across wealth managers, retail investment platforms and superannuation managers seeking tax, and digital solutions," he added. In Australia, GBST serves ...

QIC files plans for $750m sustainable development

ANDREW MCKEAN  |  MONDAY, 13 MAR 2023
... proposed 40-story building at 101 Albert Street that combines commuter amenities and services, with a mix of commercial, retail, and residential spaces, with flexible configurations designed to suit a range of tenants. The development will comprise approximately ...

First Super awards ESG mandate

RACHEL ALEMBAKIS  |  FRIDAY, 10 MAR 2023
First Super has appointed IFM Investors to manage a new indexed international equities strategy with a focus on governance and labour rights. The new strategy is designed to provide exposure to a diversified portfolio of global (ex-Australia) publicly ...

ASIC issues more interim stop orders

CASSANDRA BALDINI  |  FRIDAY, 10 MAR 2023
... from offering, issuing, or giving a product disclosure statement (PDS) and to stop it from providing general advice to retail clients in relation to SYEP Derivatives. The watchdog was concerned the TMD inappropriately included investors whose objective ...